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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
26
Concert Wealth Management
California
$445K
VAM
27
Visium Asset Management
New York
$426K +$5.48K +286 +1%
COLIM
28
City of London Investment Management
United Kingdom
$402K +$395K +20,625 New
BBPWM
29
Blue Bell Private Wealth Management
Pennsylvania
$364K +$21K +1,095 +6%
FAAS
30
First Allied Advisory Services
California
$332K -$239K -12,500 -42%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$321K +$39.3K +2,050 +14%
SKK
32
Shepherd Kaplan Krochuk
Massachusetts
$292K
MFS
33
MSI Financial Services
Massachusetts
$240K -$37.2K -1,944 -14%
BCMIO
34
Beacon Capital Management Inc (Ohio)
Ohio
$202K +$198K +10,340 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$146K
Deutsche Bank
36
Deutsche Bank
Germany
$85K -$84.2K -4,396 -50%
US Bancorp
37
US Bancorp
Minnesota
$46K +$19.2K +1,000 +74%
DADC
38
D.A. Davidson & Co
Montana
$39K +$38.3K +2,000 New
Citigroup
39
Citigroup
New York
$34K
S
40
SignatureFD
Georgia
$32K
AIG
41
American International Group
New York
$3.9K
Ameriprise
42
Ameriprise
Minnesota
-$234K -12,606 Closed
Creative Planning
43
Creative Planning
Kansas
-$19K -1,012 Closed
RIA
44
Regal Investment Advisors
Michigan
-$4K -217 Closed