City of London Investment Management’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

City of London Investment Management’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-26,530	Closed	-$536K	–	100
2014 Q2	$536K	Hold	26,530	–	–	0.04%	62
2014 Q1	$520K	Buy	26,530 +5,905	+29%	+$114K	0.04%	59
2013 Q4	$402K	Buy	+20,625	New	+$395K	0.04%	58

Other funds holding NIE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

City of London Investment Management's NIE Position: Q3 2014 in Review

City of London Investment Management sold out of Virtus Equity & Convertible Income Fund (NIE) in Q3 2014, closing a stake of 26,530 shares — an estimated $536K sold.

City of London Investment Management first reported a position in NIE in Q4 2013 and held it in 3 quarters. The position peaked at $536K in Q2 2014. 51 funds tracked by Wall St. Rank hold NIE as of Q3 2014.

City of London Investment Management reported no remaining Virtus Equity & Convertible Income Fund position as of Q3 2014 after selling out during the quarter.
City of London Investment Management sold 26,530 Virtus Equity & Convertible Income Fund shares in Q3 2014, an estimated $536K.
City of London Investment Management first reported a position in Virtus Equity & Convertible Income Fund in Q4 2013 and held it in 3 quarters.
City of London Investment Management's Virtus Equity & Convertible Income Fund position peaked at $536K in Q2 2014.
51 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q3 2014.

Based on City of London Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.