RIA
NIE

Regal Investment Advisors’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Regal Investment Advisors’s Portfolio NIE Stock Details NIE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-217
Closed -$4K – 916
2013
Q3 		$4K Hold
217
– – ﹤0.01% 730
2013
Q2 		$4K Buy
+217
New +$4.01K ﹤0.01% 726

Other funds holding NIE

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
GFM
Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Regal Investment Advisors's NIE Position: Q4 2013 in Review

Regal Investment Advisors sold out of Virtus Equity & Convertible Income Fund (NIE) in Q4 2013, closing a stake of 217 shares — an estimated $4K sold.

Regal Investment Advisors first reported a position in NIE in Q2 2013 and held it in 2 quarters. The position peaked at $4K in Q3 2013. 41 funds tracked by Wall St. Rank hold NIE as of Q4 2013.

  • Regal Investment Advisors reported no remaining Virtus Equity & Convertible Income Fund position as of Q4 2013 after selling out during the quarter.
  • Regal Investment Advisors sold 217 Virtus Equity & Convertible Income Fund shares in Q4 2013, an estimated $4K.
  • Regal Investment Advisors first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and held it in 2 quarters.
  • Regal Investment Advisors's Virtus Equity & Convertible Income Fund position peaked at $4K in Q3 2013.
  • 41 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2013.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.