NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

50 hedge funds and large institutions have $104M invested in Virtus Equity & Convertible Income Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
-7
Holders Change %
-12.28%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$2.79M
2
Wells Fargo
Wells Fargo
California
+$2.51M
3
GC
Guggenheim Capital
Illinois
+$2.38M
4
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$1.46M
5
SCM
Saba Capital Management
New York
+$719K

Top Sellers

1
KIM
Karpus Investment Management
New York
-$9.42M
2
SFS
Shaker Financial Services
Virginia
-$1.38M
3
BC
Brinker Capital
Pennsylvania
-$1.25M
4
RCM
Rivernorth Capital Management
Florida
-$916K
5
NPC
National Planning Corporation
California
-$691K
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$334K +$32K +1,544 +11%
PCM
27
Pointe Capital Management
Michigan
$298K – – –
Ameriprise
28
Ameriprise
Minnesota
$295K -$15.3K -740 -5%
UCFA
29
United Capital Financial Advisors
Texas
$289K +$46K +2,224 +19%
AG
30
Advisor Group
Arizona
$242K -$11.5K -558 -5%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$232K -$29K -1,400 -11%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$230K +$33K +1,591 +17%
CWM
33
Cornerstone Wealth Management
Missouri
$221K +$221K +10,710 New
LPL Financial
34
LPL Financial
California
$218K -$3.56K -172 -2%
HFS
35
HL Financial Services
Kentucky
$214K +$214K +10,343 New
Citigroup
36
Citigroup
New York
$194K -$498K -24,079 -72%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$179K +$35.7K +1,722 +25%
SPIA
38
Steward Partners Investment Advisory
New York
$124K +$124K +6,008 New
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$118K -$678K -32,794 -85%
IA
40
IFP Advisors
Florida
$71K – – –
GWM
41
Geneos Wealth Management
Colorado
$52K – – –
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$41K – – –
CWM
43
Cedar Wealth Management
California
$35K – – –
EWM
44
Edge Wealth Management
New York
$22K – – –
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$16K – – –
US Bancorp
46
US Bancorp
Minnesota
$9K – – –
FANJ
47
Financial Architects (New Jersey)
New Jersey
$4K – – –
WCM
48
Wealthcare Capital Management
Virginia
$2K – – –
ASN
49
Advisory Services Network
Georgia
$1K – – –
SFS
50
Shaker Financial Services
Virginia
– -$1.38M -69,765 Closed
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2
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