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NIE

Virtus Equity & Convertible Income Fund

50 hedge funds and large institutions have $104M invested in Virtus Equity & Convertible Income Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $106M → $104M (-$1.8M)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

1.2% less ownership

Funds ownership: 19.34%18.14% (-1.2%)

12% less funds holding

Funds holding: 5750 (-7)

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

Holders
50
Holders Change
-7
Holders Change %
-12.28%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
16
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$334K +$31.1K +1,544 +11%
PCM
27
Pointe Capital Management
Michigan
$298K
Ameriprise
28
Ameriprise
Minnesota
$295K -$14.9K -740 -5%
UCFA
29
United Capital Financial Advisors
Texas
$289K +$44.8K +2,224 +19%
AG
30
Advisor Group
Arizona
$242K -$11.2K -558 -5%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$232K -$28.2K -1,400 -11%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$230K +$32K +1,591 +17%
CWM
33
Cornerstone Wealth Management
Missouri
$221K +$216K +10,710 New
LPL Financial
34
LPL Financial
California
$218K -$3.46K -172 -2%
HFS
35
HL Financial Services
Kentucky
$214K +$208K +10,343 New
Citigroup
36
Citigroup
New York
$194K -$485K -24,079 -72%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$179K +$34.7K +1,722 +25%
SPIA
38
Steward Partners Investment Advisory
New York
$124K +$121K +6,008 New
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$118K -$660K -32,794 -85%
IA
40
IFP Advisors
Florida
$71K
GWM
41
Geneos Wealth Management
Colorado
$52K
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$41K
CWM
43
Cedar Wealth Management
California
$35K
EWM
44
Edge Wealth Management
New York
$22K
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$16K
US Bancorp
46
US Bancorp
Minnesota
$9K
FANJ
47
Financial Architects (New Jersey)
New Jersey
$4K
WCM
48
Wealthcare Capital Management
Virginia
$2K
ASN
49
Advisory Services Network
Georgia
$1K
SFS
50
Shaker Financial Services
Virginia
-$1.38M -69,765 Closed

NIE Hedge Fund Activity: Q3 2017 in Review

50 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q3 2017, worth a combined $104M — down 1.7% from $106M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of NIE and 5 opened new positions — a net loss of 7 holders — while 16 trimmed existing stakes and 15 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.72M. The largest seller was Karpus Investment Management, cutting an estimated $9.17M.

  • 50 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q3 2017, down from 57 in Q2 2017.
  • Funds reported $104M of Virtus Equity & Convertible Income Fund stock for Q3 2017, down 1.7% quarter-over-quarter.
  • 5 funds opened new Virtus Equity & Convertible Income Fund positions in Q3 2017 and 12 closed out, a net change of -7 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q3 2017 was Advisors Asset Management, an estimated $2.72M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q3 2017 was Karpus Investment Management, an estimated $9.17M sold.

Based on aggregated 13F filings for Q3 2017.