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NIE

Virtus Equity & Convertible Income Fund

53 hedge funds and large institutions have $118M invested in Virtus Equity & Convertible Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.98% less ownership

Funds ownership: 24.48%23.5% (-0.98%)

3% less capital invested

Capital invested by funds: $122M → $118M (-$3.42M)

13% less funds holding

Funds holding: 6153 (-8)

29% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 21

62% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 13

Holders
53
Holders Change
-8
Holders Change %
-13.11%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
15
Reduced
21
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Pointe Capital Management
Michigan
$335K
UCFA
27
United Capital Financial Advisors
Texas
$312K +$20.4K +1,190 +7%
BKA
28
Brick & Kyle Associates
Pennsylvania
$311K -$14.6K -850 -5%
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$309K
Citigroup
30
Citigroup
New York
$254K -$8.67K -505 -3%
TPW
31
Tiller Private Wealth
Pennsylvania
$234K +$11.6K +675 +6%
CA
32
Cetera Advisors
Colorado
$226K +$213K +12,410 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$205K +$4.81K +280 +3%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$191K +$910 +53 +0.5%
AIG
35
American International Group
New York
$124K +$34.4K +2,000 +41%
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$115K -$102K -5,933 -48%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$58K -$7.25K -422 -12%
Deutsche Bank
38
Deutsche Bank
Germany
$55K -$17.2K -1,000 -25%
DADC
39
D.A. Davidson & Co
Montana
$45K
GWM
40
Geneos Wealth Management
Colorado
$40K +$38.6K +2,246 New
S
41
SignatureFD
Georgia
$36K
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$36K
IA
43
IFP Advisors
Florida
$34K +$3.97K +231 +17%
CWM
44
Cedar Wealth Management
California
$31K
GAM
45
Gemmer Asset Management
California
$27K +$25.8K +1,500 New
CTC
46
Central Trust Company
Missouri
$23K
EWM
47
Edge Wealth Management
New York
$19K +$10.3K +600 +133%
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$14K
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$12K
MFW
50
Mosaic Family Wealth
Missouri
$9K

NIE Hedge Fund Activity: Q1 2016 in Review

53 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q1 2016, worth a combined $118M — down 2.8% from $122M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of NIE and 5 opened new positions — a net loss of 8 holders — while 21 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $4.35M. The largest seller was Advisors Asset Management, cutting an estimated $4.67M.

  • 53 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q1 2016, down from 61 in Q4 2015.
  • Funds reported $118M of Virtus Equity & Convertible Income Fund stock for Q1 2016, down 2.8% quarter-over-quarter.
  • 5 funds opened new Virtus Equity & Convertible Income Fund positions in Q1 2016 and 13 closed out, a net change of -8 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q1 2016 was Morgan Stanley, an estimated $4.35M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q1 2016 was Advisors Asset Management, an estimated $4.67M sold.

Based on aggregated 13F filings for Q1 2016.