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NIE

Virtus Equity & Convertible Income Fund

52 hedge funds and large institutions have $123M invested in Virtus Equity & Convertible Income Fund in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

100% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 11

33% more capital invested

Capital invested by funds: $92.2M → $123M (+$30.3M)

27% more funds holding

Funds holding: 4152 (+11)

1.54% more ownership

Funds ownership: 21.19%22.73% (+1.5%)

Holders
52
Holders Change
+11
Holders Change %
+26.83%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
22
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
26
City of London Investment Management
United Kingdom
$520K +$114K +5,905 +29%
CWM
27
Concert Wealth Management
California
$442K +$694 +36 +0.2%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$417K +$53K +2,752 +15%
B
29
Baird
Wisconsin
$369K +$365K +18,971 New
FAAS
30
First Allied Advisory Services
California
$302K -$27K -1,400 -8%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$291K
MFS
32
MSI Financial Services
Massachusetts
$276K +$37.3K +1,936 +16%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$270K +$267K +13,860 New
TC
34
TFS Capital
Pennsylvania
$254K -$430K -22,335 -63%
HCM
35
Hollencrest Capital Management
California
$250K +$248K +12,887 New
Citigroup
36
Citigroup
New York
$226K +$191K +9,889 +576%
LCM
37
Landscape Capital Management
New Jersey
$221K +$219K +11,388 New
BCMIO
38
Beacon Capital Management Inc (Ohio)
Ohio
$198K -$2.7K -140 -1%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$150K +$4.45K +231 +3%
S
40
SignatureFD
Georgia
$71K +$38.5K +2,000 +123%
US Bancorp
41
US Bancorp
Minnesota
$46K
BRWM
42
B. Riley Wealth Management
Tennessee
$36K +$35.6K +1,850 New
Deutsche Bank
43
Deutsche Bank
Germany
$35K -$49K -2,546 -58%
DADC
44
D.A. Davidson & Co
Montana
$29K -$9.63K -500 -25%
HF
45
Hoxton Financial
West Virginia
$18K +$17.8K +923 New
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$15K +$14.8K +769 New
TRCT
47
Tower Research Capital (TRC)
New York
$14K +$13.6K +707 New
CCS
48
Crosspoint Capital Strategies
California
$13K +$12.4K +646 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$12K +$11.6K +600 New
AIG
50
American International Group
New York
$3.89K

NIE Hedge Fund Activity: Q1 2014 in Review

52 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Virtus Equity & Convertible Income Fund (NIE) for Q1 2014, worth a combined $123M — up 33% from $92.2M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new NIE positions and 5 closed out — a net gain of 11 holders — while 22 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $18.6M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $3.56M sold.

  • 52 institutional investors held Virtus Equity & Convertible Income Fund (NIE) as of Q1 2014, up from 41 in Q4 2013.
  • Funds reported $123M of Virtus Equity & Convertible Income Fund stock for Q1 2014, up 33% quarter-over-quarter.
  • 16 funds opened new Virtus Equity & Convertible Income Fund positions in Q1 2014 and 5 closed out, a net change of +11 holders.
  • The largest Virtus Equity & Convertible Income Fund buyer in Q1 2014 was Advisors Asset Management, an estimated $18.6M added.
  • The largest Virtus Equity & Convertible Income Fund seller in Q1 2014 was Wolverine Asset Management, an estimated $3.56M sold.

Based on aggregated 13F filings for Q1 2014.