B. Riley Wealth Management’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

B. Riley Wealth Management’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-11,628	Closed	-$282K	–	436
2020 Q3	$282K	Buy	+11,628	New	+$281K	0.03%	303
2020 Q2	–	Sell	-12,628	Closed	-$235K	–	514
2020 Q1	$235K	Buy	+12,628	New	+$276K	0.02%	407
2015 Q3	–	Sell	-2,869	Closed	-$55K	–	544
2015 Q2	$55K	Buy	2,869 +1,019	+55%	+$20.5K	0.04%	383
2015 Q1	$36K	Hold	1,850	–	–	0.03%	482
2014 Q4	$38K	Hold	1,850	–	–	0.03%	440
2014 Q3	$36K	Hold	1,850	–	–	0.03%	479
2014 Q2	$37K	Hold	1,850	–	–	0.02%	528
2014 Q1	$36K	Buy	+1,850	New	+$35.6K	0.03%	513

Other funds holding NIE

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Wealth Management's NIE Position: Q4 2020 in Review

B. Riley Wealth Management sold out of Virtus Equity & Convertible Income Fund (NIE) in Q4 2020, closing a stake of 11,628 shares — an estimated $282K sold.

B. Riley Wealth Management first reported a position in NIE in Q1 2014 and held it in 8 quarters. The position peaked at $282K in Q3 2020. 72 funds tracked by Wall St. Rank hold NIE as of Q4 2020.

B. Riley Wealth Management reported no remaining Virtus Equity & Convertible Income Fund position as of Q4 2020 after selling out during the quarter.
B. Riley Wealth Management sold 11,628 Virtus Equity & Convertible Income Fund shares in Q4 2020, an estimated $282K.
B. Riley Wealth Management first reported a position in Virtus Equity & Convertible Income Fund in Q1 2014 and held it in 8 quarters.
B. Riley Wealth Management's Virtus Equity & Convertible Income Fund position peaked at $282K in Q3 2020.
72 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2020.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.