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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSW
101
Thompson Siegel & Walmsley
Virginia
$9K
FHA
102
First Horizon Advisors
Tennessee
$8K -$4.27K -325 -33%
SNT
103
Security National Trust
West Virginia
$8K
WAM
104
Wealthspire Advisors (Maryland)
Maryland
$4K -$5.06K -385 -53%
GWM
105
Geneos Wealth Management
Colorado
$2K
JP Morgan Chase
106
JP Morgan Chase
New York
$2K +$1.92K +146 New
EA
107
Edge Advisors
Georgia
$1K +$1.35K +103 New
SIA
108
Starfire Investment Advisers
Michigan
-$2.34M -179,195 Closed
First Trust Advisors
109
First Trust Advisors
Illinois
-$2.02M -154,951 Closed
OFG
110
OTA Financial Group
New York
-$1.19M -90,835 Closed
Geode Capital Management
111
Geode Capital Management
Massachusetts
-$1.12M -85,877 Closed
CAN
112
Cetera Advisor Networks
California
-$1.1M -84,638 Closed
ACM
113
Alethea Capital Management
Washington
-$293K -22,472 Closed
WAM
114
Weiss Asset Management
Massachusetts
-$267K -20,496 Closed
Bank of New York Mellon
115
Bank of New York Mellon
New York
-$236K -18,060 Closed
WS
116
Wedbush Securities
California
-$186K -14,217 Closed
Creative Planning
117
Creative Planning
Kansas
-$141K -10,780 Closed
Susquehanna International Group
118
Susquehanna International Group
Pennsylvania
-$139K -10,621 Closed
CCMW
119
Cypress Capital Management (Wyoming)
Wyoming
-$27K -2,000 Closed
CA
120
Calton & Associates
Florida
-$22K -1,676 Closed
Fifth Third Bancorp
121
Fifth Third Bancorp
Ohio
-$8K -575 Closed
FGC
122
Financial Gravity Companies
Texas
-$1K -56 Closed