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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M -$6M -324,547 -5%
Bank of America
2
Bank of America
North Carolina
$41.9M +$6.74M +364,363 +20%
GC
3
Guggenheim Capital
Illinois
$28.8M +$2.77M +149,620 +11%
U
4
UBS
Switzerland
$22.4M +$9.57M +517,618 +77%
Invesco
5
Invesco
Georgia
$16.4M +$786K +42,500 +5%
LPL Financial
6
LPL Financial
California
$13.2M +$777K +42,022 +6%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$8.53M -$636K -34,400 -7%
Wells Fargo
8
Wells Fargo
California
$6.55M -$1.83M -99,000 -22%
Stifel Financial
9
Stifel Financial
Missouri
$6.07M +$32.8K +1,777 +0.6%
IMS
10
Index Management Solutions
Pennsylvania
$2.71M +$1.3M +70,390 +96%
PA
11
Pinnacle Associates
New York
$2.35M +$2.31M +124,824 New
CAN
12
Cetera Advisor Networks
California
$2.1M +$74.9K +4,050 +4%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.57M +$166K +8,968 +12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.48M +$50.9K +2,753 +4%
AAM
15
Advisors Asset Management
Colorado
$1.41M -$73.8K -3,993 -5%
SI
16
Stephens Inc
Arkansas
$1.39M -$8.8K -476 -0.6%
Ameriprise
17
Ameriprise
Minnesota
$1.13M +$47.9K +2,589 +4%
MFS
18
MSI Financial Services
Massachusetts
$1.03M +$84.7K +4,580 +9%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$966K +$234K +12,673 +33%
RJA
20
Raymond James & Associates
Florida
$758K +$88.5K +4,790 +13%
Jane Street
21
Jane Street
New York
$736K +$154K +8,323 +27%
CP
22
Camelot Portfolios
Ohio
$705K -$225K -12,160 -24%
B
23
Baird
Wisconsin
$701K +$102K +5,492 +17%
DADC
24
D.A. Davidson & Co
Montana
$654K +$33.9K +1,835 +6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$637K +$24.1K +1,305 +4%