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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$55.1M -$967K -78,523 -2%
Bank of America
2
Bank of America
North Carolina
$30.9M -$665K -53,973 -2%
RVPG
3
Relative Value Partners Group
$30.8M +$833K +67,672 +3%
PPA
4
Parametric Portfolio Associates
Washington
$30.3M +$2M +162,027 +7%
Wells Fargo
5
Wells Fargo
California
$22.3M -$5.52M -448,221 -20%
Stifel Financial
6
Stifel Financial
Missouri
$17.7M +$451K +36,668 +3%
GC
7
Guggenheim Capital
Illinois
$17.6M -$592K -48,069 -3%
RCM
8
Rivernorth Capital Management
Florida
$15.8M +$581K +47,182 +4%
Invesco
9
Invesco
Georgia
$15M -$1.66M -134,453 -10%
AAM
10
Advisors Asset Management
Colorado
$14.5M +$778K +63,209 +6%
1CP
11
1607 Capital Partners
Virginia
$12.1M +$559K +45,400 +5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.32M +$1.51M +122,302 +31%
RJA
13
Raymond James & Associates
Florida
$6.04M +$507K +41,182 +9%
UBS Group
14
UBS Group
Switzerland
$5.26M -$85.7K -6,961 -2%
AWA
15
Arete Wealth Advisors
Illinois
$4.06M +$42.6K +3,457 +1%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$3.67M
SFS
17
Shaker Financial Services
Virginia
$3.37M +$1.75M +141,824 +106%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$3.08M -$123K -9,984 -4%
SCM
19
Saba Capital Management
New York
$2.88M
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.88M -$626K -50,828 -18%
EDRIA
21
Edmonds Duncan Registered Investment Advisors
Kansas
$2.78M +$148K +12,059 +6%
PCM
22
Pointe Capital Management
Michigan
$2.42M -$233K -18,942 -9%
Millennium Management
23
Millennium Management
New York
$2.09M +$273K +22,168 +15%
BBPWM
24
Blue Bell Private Wealth Management
Pennsylvania
$1.4M -$186K -15,146 -12%
IWA
25
IBEX Wealth Advisors
New Jersey
$1.34M +$41.7K +3,390 +3%