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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$67M +$1.17M +90,565 +2%
Bank of America
2
Bank of America
North Carolina
$32.8M +$708K +54,647 +2%
PPA
3
Parametric Portfolio Associates
Washington
$29.5M +$2.57M +198,720 +10%
RVPG
4
Relative Value Partners Group
$28.9M +$2.18M +168,353 +8%
GC
5
Guggenheim Capital
Illinois
$24.4M +$352K +27,155 +1%
Stifel Financial
6
Stifel Financial
Missouri
$19.5M +$2.2M +169,837 +13%
Wells Fargo
7
Wells Fargo
California
$16.8M +$1.58M +122,084 +10%
Invesco
8
Invesco
Georgia
$16.2M +$689K +53,186 +4%
AAM
9
Advisors Asset Management
Colorado
$13.5M +$512K +39,555 +4%
RCM
10
Rivernorth Capital Management
Florida
$12.2M -$2.83M -218,829 -19%
CA
11
Cornerstone Advisors
North Carolina
$11.2M +$1.68M +130,079 +18%
1CP
12
1607 Capital Partners
Virginia
$9.52M +$525K +40,500 +6%
UBS Group
13
UBS Group
Switzerland
$6.82M +$220K +16,965 +3%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$5.78M +$222K +17,160 +4%
SCM
15
Saba Capital Management
New York
$4.53M -$18.2M -1,401,919 -80%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$4.41M +$1.35M +104,108 +45%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$3.93M
RJA
18
Raymond James & Associates
Florida
$3.86M +$1.53M +117,770 +67%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$3.06M +$2.41M +186,172 +392%
PCM
20
Pointe Capital Management
Michigan
$3.04M +$646K +49,895 +27%
Millennium Management
21
Millennium Management
New York
$1.97M -$142K -10,978 -7%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$1.71M
BC
23
Brinker Capital
Pennsylvania
$1.41M +$700K +54,040 +101%
QPWM
24
Quadrant Private Wealth Management
Pennsylvania
$1.38M
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.25M +$2.86K +221 +0.2%