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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$132M +$7.29M +588,839 +6%
Bank of America
2
Bank of America
North Carolina
$49.2M +$3.62M +292,169 +8%
SCM
3
Saba Capital Management
New York
$43.5M -$2.04M -164,330 -5%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$39.2M -$2.67M -215,361 -7%
KIM
5
Karpus Investment Management
New York
$35.4M -$8.24K -665 -0%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$21.8M +$1.74M +140,651 +9%
AAM
7
Advisors Asset Management
Colorado
$19.2M -$1.16M -94,020 -6%
Invesco
8
Invesco
Georgia
$18.6M +$2.54M +204,828 +16%
RVPG
9
Relative Value Partners Group
$18.1M -$116K -9,369 -0.6%
1CP
10
1607 Capital Partners
Virginia
$14.4M -$236K -19,087 -2%
Stifel Financial
11
Stifel Financial
Missouri
$13.2M -$154K -12,414 -1%
GC
12
Guggenheim Capital
Illinois
$12.9M -$610K -49,228 -5%
PCM
13
Penserra Capital Management
California
$12.6M +$12.2M +987,723 New
Wells Fargo
14
Wells Fargo
California
$7.67M -$797K -64,364 -10%
AA
15
AQR Arbitrage
Connecticut
$7.39M -$188K -15,195 -3%
AWA
16
Arete Wealth Advisors
Illinois
$7.3M +$159K +12,805 +2%
CA
17
Cornerstone Advisors
North Carolina
$6.79M -$2.18M -176,280 -25%
UBS Group
18
UBS Group
Switzerland
$6.62M -$1.18M -95,304 -16%
RJA
19
Raymond James & Associates
Florida
$4.98M +$46.7K +3,770 +1%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$3.58M -$177K -14,289 -5%
EDRIA
21
Edmonds Duncan Registered Investment Advisors
Kansas
$3.51M +$51.9K +4,193 +2%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$2.66M -$61.4K -4,958 -2%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$2.54M +$14.7K +1,189 +0.6%
LCM
24
Landscape Capital Management
New Jersey
$2.4M +$328K +26,474 +16%
LPL Financial
25
LPL Financial
California
$2.34M +$504K +40,662 +29%