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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$1.83M -138,796 -1%
SCM
2
Saba Capital Management
New York
$129M +$20.8M +1,573,163 +18%
Bank of America
3
Bank of America
North Carolina
$33.1M -$3.78M -285,967 -10%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$21.1M +$283K +21,385 +1%
Stifel Financial
5
Stifel Financial
Missouri
$15.5M -$806K -61,011 -5%
Invesco
6
Invesco
Georgia
$15.3M -$899K -68,021 -5%
Focus Partners Wealth
7
Focus Partners Wealth
Massachusetts
$12.1M -$327K -24,735 -3%
AAM
8
Advisors Asset Management
Colorado
$10.9M -$4.34M -328,655 -28%
LPL Financial
9
LPL Financial
California
$9.29M +$9.03K +683 +0.1%
PCM
10
Penserra Capital Management
California
$7.48M +$685K +51,828 +10%
AWA
11
Arete Wealth Advisors
Illinois
$6.76M -$263K -19,871 -4%
Capstone Investment Advisors
12
Capstone Investment Advisors
New York
$6.64M
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$6.42M -$135K -10,193 -2%
SIA
14
Sit Investment Associates
Minnesota
$5.93M +$6.22M +470,641 New
GC
15
Guggenheim Capital
Illinois
$5.67M -$2.09M -157,850 -26%
Raymond James Financial
16
Raymond James Financial
Florida
$5.52M +$42.4K +3,210 +0.7%
Wells Fargo
17
Wells Fargo
California
$4.94M +$23.6K +1,789 +0.5%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$3.64M +$88K +6,663 +2%
UBS Group
19
UBS Group
Switzerland
$3.22M -$764K -57,822 -18%
Creative Planning
20
Creative Planning
Kansas
$2.37M -$99.9K -7,563 -4%
EPW
21
Evolve Private Wealth
California
$2.18M -$4.06K -307 -0.2%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.13M -$210K -15,866 -9%
SFS
23
Shaker Financial Services
Virginia
$1.97M -$863K -65,342 -29%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$1.87M -$106K -8,000 -5%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.56M -$109K -8,260 -6%