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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$141M +$4.17M +330,311 +3%
SCM
2
Saba Capital Management
New York
$96.3M +$25.4M +2,012,111 +37%
Bank of America
3
Bank of America
North Carolina
$46.9M -$1.87M -148,302 -4%
KIM
4
Karpus Investment Management
New York
$29.1M -$991K -78,497 -3%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$28.2M -$7.48M -592,429 -21%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$22M +$961K +76,054 +5%
AAM
7
Advisors Asset Management
Colorado
$20.1M -$1.42M -112,278 -7%
Invesco
8
Invesco
Georgia
$20M +$1.33M +105,673 +7%
Kovitz Investment Group Partners
9
Kovitz Investment Group Partners
Illinois
$17.1M +$16.7M +1,323,046 New
Stifel Financial
10
Stifel Financial
Missouri
$13.8M +$105K +8,317 +0.8%
GC
11
Guggenheim Capital
Illinois
$11.8M -$1.69M -133,588 -13%
1CP
12
1607 Capital Partners
Virginia
$8.64M -$3.33M -263,579 -28%
Wells Fargo
13
Wells Fargo
California
$6.8M -$180K -14,286 -3%
AWA
14
Arete Wealth Advisors
Illinois
$6.69M +$28.1K +2,226 +0.4%
UBS Group
15
UBS Group
Switzerland
$5.83M -$69.8K -5,528 -1%
AA
16
AQR Arbitrage
Connecticut
$5.22M -$2.58M -204,128 -33%
RJA
17
Raymond James & Associates
Florida
$5.1M +$1.71K +135 +0%
PCM
18
Penserra Capital Management
California
$4.58M -$8.32M -658,867 -65%
EDRIA
19
Edmonds Duncan Registered Investment Advisors
Kansas
$3.71M +$187K +14,784 +5%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$3.53M -$72.2K -5,716 -2%
Capstone Investment Advisors
21
Capstone Investment Advisors
New York
$3.08M +$2.98M +236,120 New
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$2.92M +$660K +52,256 +30%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$2.83M +$143K +11,342 +6%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$2.62M -$145K -11,498 -5%
LPL Financial
25
LPL Financial
California
$2.58M +$188K +14,923 +8%