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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.2M -$5.44M -429,327 -7%
Bank of America
2
Bank of America
North Carolina
$28.1M -$744K -58,741 -3%
GC
3
Guggenheim Capital
Illinois
$18.9M +$1.23M +97,177 +7%
Invesco
4
Invesco
Georgia
$18M +$607K +47,895 +3%
SCM
5
Saba Capital Management
New York
$16.3M +$6.34M +500,064 +63%
RVPG
6
Relative Value Partners Group
$8.97M +$8.75M +690,248 +3,532%
KIM
7
Karpus Investment Management
New York
$8.53M -$653K -51,485 -7%
UBS Group
8
UBS Group
Switzerland
$4.72M +$332K +26,192 +8%
Stifel Financial
9
Stifel Financial
Missouri
$4.42M +$304K +23,950 +7%
Wells Fargo
10
Wells Fargo
California
$4.34M +$2.35M +185,423 +117%
CA
11
Cornerstone Advisors
North Carolina
$4.22M -$3.42M -269,836 -45%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.85M +$556K +43,847 +17%
AAM
13
Advisors Asset Management
Colorado
$3.78M +$1.46M +115,199 +63%
CAN
14
Cetera Advisor Networks
California
$2.8M +$1.31M +103,377 +87%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$2.58M -$1.1M -86,448 -30%
PCM
16
Pointe Capital Management
Michigan
$2.43M +$29.5K +2,330 +1%
RJA
17
Raymond James & Associates
Florida
$1.94M +$310K +24,447 +19%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.9M
Cohen & Steers
19
Cohen & Steers
New York
$1.42M
Citigroup
20
Citigroup
New York
$1.4M -$333K -26,262 -19%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.38M +$34.6K +2,733 +3%
LPL Financial
22
LPL Financial
California
$1.34M -$85K -6,706 -6%
AG
23
Advisor Group
Arizona
$1.29M +$268K +21,153 +26%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.27M +$48.8K +3,850 +4%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.21M +$805K +63,525 +197%