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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$79.3M +$538K +40,930 +0.7%
Bank of America
2
Bank of America
North Carolina
$33.5M +$2.74M +208,528 +9%
RVPG
3
Relative Value Partners Group
$26.3M -$420K -31,945 -2%
GC
4
Guggenheim Capital
Illinois
$21.7M +$1.99M +151,496 +10%
Invesco
5
Invesco
Georgia
$18.2M -$554K -42,165 -3%
SCM
6
Saba Capital Management
New York
$10.9M -$1.69M -128,430 -13%
PPA
7
Parametric Portfolio Associates
Washington
$10.5M +$10.6M +803,342 New
RCM
8
Rivernorth Capital Management
Florida
$9.52M -$4.63M -351,752 -33%
AAM
9
Advisors Asset Management
Colorado
$8.9M +$1.92M +145,850 +27%
UBS Group
10
UBS Group
Switzerland
$7.62M +$480K +36,500 +7%
Wells Fargo
11
Wells Fargo
California
$5.8M +$400K +30,441 +7%
Stifel Financial
12
Stifel Financial
Missouri
$5.44M +$229K +17,384 +4%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$4.79M +$519K +39,473 +12%
SFS
14
Shaker Financial Services
Virginia
$3.12M +$3.13M +238,234 New
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$2.62M +$657K +50,000 +33%
PCM
16
Pointe Capital Management
Michigan
$2.31M +$88.8K +6,750 +4%
CA
17
Cornerstone Advisors
North Carolina
$2.25M -$4.14M -314,766 -65%
First Trust Advisors
18
First Trust Advisors
Illinois
$1.81M +$207K +15,719 +13%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.58M +$27.9K +2,124 +2%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.52M
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.46M -$22.4K -1,706 -2%
OA
22
Oxbow Advisors
Texas
$1.32M +$38.3K +2,915 +3%
Cohen & Steers
23
Cohen & Steers
New York
$1.32M
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.26M -$65.6K -4,991 -5%
CAN
25
Cetera Advisor Networks
California
$1.19M -$2.41K -183 -0.2%