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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$77.6M -$603K -46,304 -0.8%
Bank of America
2
Bank of America
North Carolina
$30.3M +$1.99M +153,270 +7%
RVPG
3
Relative Value Partners Group
$26.4M +$4.4M +338,089 +20%
GC
4
Guggenheim Capital
Illinois
$19.4M +$1.41M +108,171 +8%
Invesco
5
Invesco
Georgia
$18.4M +$953K +73,211 +5%
RCM
6
Rivernorth Capital Management
Florida
$13.9M +$8.19M +629,284 +140%
SCM
7
Saba Capital Management
New York
$12.4M -$4.23M -325,329 -25%
KIM
8
Karpus Investment Management
New York
$8.15M -$496K -38,136 -6%
UBS Group
9
UBS Group
Switzerland
$7.03M +$2.28M +175,269 +47%
AAM
10
Advisors Asset Management
Colorado
$6.88M +$2.72M +208,888 +64%
CA
11
Cornerstone Advisors
North Carolina
$6.27M -$2.28M -175,112 -26%
Wells Fargo
12
Wells Fargo
California
$5.32M -$432K -33,199 -7%
Stifel Financial
13
Stifel Financial
Missouri
$5.13M +$795K +61,053 +18%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$4.21M +$56.1K +4,310 +1%
LCM
15
Landscape Capital Management
New Jersey
$4.19M +$606K +46,552 +16%
PCM
16
Pointe Capital Management
Michigan
$2.18M +$2.2M +169,345 New
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$1.94M
LPL Financial
18
LPL Financial
California
$1.69M +$97.3K +7,477 +6%
First Trust Advisors
19
First Trust Advisors
Illinois
$1.58M -$19.5K -1,500 -1%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.52M +$302K +23,217 +24%
RJA
21
Raymond James & Associates
Florida
$1.5M -$121K -9,290 -7%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$1.49M
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.46M +$79.4K +6,100 +6%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.31M -$8.96K -688 -0.7%
Cohen & Steers
25
Cohen & Steers
New York
$1.3M -$83K -6,379 -6%