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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$134M -$3.36M -265,691 -2%
SCM
2
Saba Capital Management
New York
$92.6M -$6.68M -528,623 -6%
Bank of America
3
Bank of America
North Carolina
$40M -$2.73M -216,028 -6%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$22.9M -$96.6K -7,647 -0.4%
KIM
5
Karpus Investment Management
New York
$18M -$2.12M -167,873 -10%
Invesco
6
Invesco
Georgia
$18M -$450K -35,622 -2%
Allspring Global Investments
7
Allspring Global Investments
North Carolina
$17.5M -$471K -37,315 -3%
AAM
8
Advisors Asset Management
Colorado
$15.7M -$2.67M -211,376 -14%
Kovitz Investment Group Partners
9
Kovitz Investment Group Partners
Illinois
$14.8M -$211K -16,728 -1%
Stifel Financial
10
Stifel Financial
Missouri
$13.5M +$214K +16,966 +2%
Wells Fargo
11
Wells Fargo
California
$13.5M +$5.44M +431,109 +63%
GC
12
Guggenheim Capital
Illinois
$9.49M -$1.58M -125,115 -14%
LPL Financial
13
LPL Financial
California
$7.21M +$4.77M +377,371 +174%
Capstone Investment Advisors
14
Capstone Investment Advisors
New York
$6.39M
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$5.57M +$4.36M +345,156 +303%
Raymond James Financial
16
Raymond James Financial
Florida
$5.4M -$2.87M -227,203 -34%
UBS Group
17
UBS Group
Switzerland
$4.89M -$388K -30,763 -7%
PCM
18
Penserra Capital Management
California
$4.63M +$60.7K +4,806 +1%
Creative Planning
19
Creative Planning
Kansas
$3.21M -$238K -18,842 -7%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$2.92M +$116K +9,196 +4%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.65M
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$2.6M +$109K +8,662 +4%
PAS
23
Park Avenue Securities
New York
$2.07M -$30.4K -2,410 -1%
SFS
24
Shaker Financial Services
Virginia
$2.04M +$2.12M +167,884 New
SIA
25
Sit Investment Associates
Minnesota
$1.99M