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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$74.4M +$3.47M +249,614 +4%
Bank of America
2
Bank of America
North Carolina
$25.9M -$7.81M -562,075 -22%
GC
3
Guggenheim Capital
Illinois
$19.9M +$268K +19,265 +1%
Invesco
4
Invesco
Georgia
$14.3M +$2.09M +150,133 +16%
CA
5
Cornerstone Advisors
North Carolina
$10.8M +$3.35M +241,275 +40%
UBS Group
6
UBS Group
Switzerland
$5.71M -$1.05M -75,754 -14%
WAM
7
Wolverine Asset Management
Illinois
$4.74M +$2.96M +213,179 +135%
PPA
8
Parametric Portfolio Associates
Washington
$4.37M +$3.28M +236,434 +223%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$4.35M -$527K -37,958 -10%
Bank of Nova Scotia
10
Bank of Nova Scotia
Ontario, Canada
$3.6M +$3.92M +281,966 New
Wells Fargo
11
Wells Fargo
California
$3.44M -$79.2K -5,698 -2%
Stifel Financial
12
Stifel Financial
Missouri
$3.12M +$462K +33,286 +16%
PCM
13
Pointe Capital Management
Michigan
$2.42M -$3.79K -273 -0.1%
LPL Financial
14
LPL Financial
California
$2.08M -$5.29M -381,098 -70%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.78M +$1.58M +113,772 +447%
CAN
16
Cetera Advisor Networks
California
$1.57M +$109K +7,836 +7%
CCP
17
Clough Capital Partners
Massachusetts
$1.36M +$246K +17,700 +20%
First Trust Advisors
18
First Trust Advisors
Illinois
$1.33M +$29.3K +2,110 +2%
CRC
19
Curi RMB Capital
Illinois
$1.16M -$601K -43,255 -32%
MFS
20
MSI Financial Services
Massachusetts
$1.14M +$37K +2,663 +3%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$916K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$871K +$56.2K +4,046 +6%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$828K -$379K -27,275 -30%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$809K -$247K -17,815 -22%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$782K