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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$76.5M +$3.4M +271,353 +5%
Bank of America
2
Bank of America
North Carolina
$27.8M -$264K -21,126 -1%
RVPG
3
Relative Value Partners Group
$21.4M +$12.4M +990,869 +140%
GC
4
Guggenheim Capital
Illinois
$17.6M -$1.17M -93,187 -6%
Invesco
5
Invesco
Georgia
$17.1M -$851K -67,941 -5%
SCM
6
Saba Capital Management
New York
$16.2M -$38.2K -3,050 -0.2%
KIM
7
Karpus Investment Management
New York
$8.46M -$51.1K -4,085 -0.6%
CA
8
Cornerstone Advisors
North Carolina
$8.34M +$4.1M +327,499 +98%
RCM
9
Rivernorth Capital Management
Florida
$5.66M +$5.62M +449,123 New
Wells Fargo
10
Wells Fargo
California
$5.63M +$1.28M +102,586 +30%
UBS Group
11
UBS Group
Switzerland
$4.67M -$40.7K -3,249 -0.9%
Stifel Financial
12
Stifel Financial
Missouri
$4.25M -$155K -12,372 -4%
AAM
13
Advisors Asset Management
Colorado
$4.1M +$330K +26,366 +9%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$4.07M +$227K +18,173 +6%
LCM
15
Landscape Capital Management
New Jersey
$3.59M +$2.98M +238,039 +513%
Citigroup
16
Citigroup
New York
$3.32M +$1.91M +152,954 +139%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$1.89M
LPL Financial
18
LPL Financial
California
$1.59M +$210K +16,754 +16%
RJA
19
Raymond James & Associates
Florida
$1.59M -$343K -27,372 -18%
First Trust Advisors
20
First Trust Advisors
Illinois
$1.57M +$301K +24,034 +24%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$1.46M +$676K +54,001 +87%
CAN
22
Cetera Advisor Networks
California
$1.43M -$1.36M -108,344 -49%
AG
23
Advisor Group
Arizona
$1.4M +$118K +9,393 +9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.35M +$145K +11,617 +12%
Cohen & Steers
25
Cohen & Steers
New York
$1.35M -$68.3K -5,459 -5%