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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$56.3M +$6.96M +648,718 +15%
PPA
2
Parametric Portfolio Associates
Washington
$27.8M +$1.19M +110,903 +5%
RVPG
3
Relative Value Partners Group
$26.6M -$2.21M -206,140 -8%
Wells Fargo
4
Wells Fargo
California
$25.5M +$3.76M +350,404 +18%
Bank of America
5
Bank of America
North Carolina
$25.5M -$780K -72,777 -3%
Invesco
6
Invesco
Georgia
$17.7M +$616K +57,406 +4%
AAM
7
Advisors Asset Management
Colorado
$16.1M +$1.84M +171,461 +14%
Stifel Financial
8
Stifel Financial
Missouri
$15M +$2.26K +211 +0%
GC
9
Guggenheim Capital
Illinois
$13.5M -$2.4M -224,212 -16%
1CP
10
1607 Capital Partners
Virginia
$12.8M +$466K +43,486 +4%
RCM
11
Rivernorth Capital Management
Florida
$8.76M -$6.14M -572,702 -42%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.64M +$518K +48,299 +9%
RJA
13
Raymond James & Associates
Florida
$5.85M -$483K -45,069 -8%
UBS Group
14
UBS Group
Switzerland
$5.45M +$326K +30,413 +7%
SIA
15
Sit Investment Associates
Minnesota
$4.88M +$2.7M +252,070 +137%
AWA
16
Arete Wealth Advisors
Illinois
$4.23M +$201K +18,709 +5%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$3.33M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$3.24M +$288K +26,855 +10%
EDRIA
19
Edmonds Duncan Registered Investment Advisors
Kansas
$2.71M +$80.3K +7,490 +3%
SCM
20
Saba Capital Management
New York
$2.5M -$132K -12,321 -5%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$2.18M -$153K -14,243 -7%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$2M +$1.01M +94,304 +111%
PCM
23
Pointe Capital Management
Michigan
$1.79M -$194K -18,048 -10%
LPL Financial
24
LPL Financial
California
$1.73M -$7.07K -659 -0.4%
IWA
25
IBEX Wealth Advisors
New Jersey
$1.36M -$36.1K -3,370 -3%