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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M -$9.18M -801,745 -8%
SCM
2
Saba Capital Management
New York
$44.9M +$13.5M +1,177,724 +49%
Bank of America
3
Bank of America
North Carolina
$44.8M -$2.24M -195,571 -5%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$41.4M +$3.25M +284,217 +9%
KIM
5
Karpus Investment Management
New York
$34.9M +$222K +19,387 +0.7%
AAM
6
Advisors Asset Management
Colorado
$20.1M -$995K -86,914 -5%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$19.7M +$17.9M +1,565,832 New
RVPG
8
Relative Value Partners Group
$18.9M -$214K -18,730 -1%
Invesco
9
Invesco
Georgia
$15.7M +$599K +52,350 +4%
1CP
10
1607 Capital Partners
Virginia
$14.4M -$349K -30,452 -3%
GC
11
Guggenheim Capital
Illinois
$13.4M +$272K +23,758 +2%
Stifel Financial
12
Stifel Financial
Missouri
$13.2M +$229K +20,042 +2%
CA
13
Cornerstone Advisors
North Carolina
$8.91M +$1.66M +144,663 +26%
Wells Fargo
14
Wells Fargo
California
$8.37M +$370K +32,277 +5%
UBS Group
15
UBS Group
Switzerland
$7.73M +$83.2K +7,267 +1%
AA
16
AQR Arbitrage
Connecticut
$7.47M +$2.42M +211,686 +56%
AWA
17
Arete Wealth Advisors
Illinois
$7.03M +$331K +28,912 +5%
RJA
18
Raymond James & Associates
Florida
$4.86M -$333K -29,093 -7%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$3.71M -$180K -15,698 -5%
EDRIA
20
Edmonds Duncan Registered Investment Advisors
Kansas
$3.41M -$767 -67 -0%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.69M -$45.7K -3,991 -2%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$2.49M +$620K +54,160 +38%
LCM
23
Landscape Capital Management
New Jersey
$2.03M +$1.5M +130,752 +431%
IWC
24
Integrated Wealth Concepts
Massachusetts
$1.97M -$39.3K -3,434 -2%
PAS
25
Park Avenue Securities
New York
$1.95M -$85.6K -7,474 -5%