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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$91.7M +$59.1M +4,342,634 +188%
Morgan Stanley
2
Morgan Stanley
New York
$63.7M -$3.79M -278,765 -6%
Wells Fargo
3
Wells Fargo
California
$42.9M +$2.93M +214,976 +7%
RVPG
4
Relative Value Partners Group
$33.2M -$128K -9,373 -0.4%
Bank of America
5
Bank of America
North Carolina
$31.7M -$713K -52,389 -2%
Invesco
6
Invesco
Georgia
$21.4M +$178K +13,113 +0.9%
SCM
7
Saba Capital Management
New York
$21.2M -$10.4M -761,886 -33%
AAM
8
Advisors Asset Management
Colorado
$20.1M +$1.35M +99,505 +7%
Stifel Financial
9
Stifel Financial
Missouri
$15M -$196K -14,413 -1%
1CP
10
1607 Capital Partners
Virginia
$14.9M -$64K -4,700 -0.4%
GC
11
Guggenheim Capital
Illinois
$14.2M -$178K -13,058 -1%
PCM
12
Penserra Capital Management
California
$13.9M +$13.7M +1,006,454 New
UBS Group
13
UBS Group
Switzerland
$8.22M +$524K +38,518 +7%
SIA
14
Sit Investment Associates
Minnesota
$7.35M
AWA
15
Arete Wealth Advisors
Illinois
$7.26M +$2.4M +176,563 +50%
CA
16
Cornerstone Advisors
North Carolina
$5.75M +$3.06M +224,614 +117%
SFS
17
Shaker Financial Services
Virginia
$4.76M +$2.2M +161,459 +88%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$4.58M +$260K +19,085 +6%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$4.51M -$2.19M -161,148 -33%
RJA
20
Raymond James & Associates
Florida
$3.78M +$188K +13,784 +5%
EDRIA
21
Edmonds Duncan Registered Investment Advisors
Kansas
$3.35M -$27.8K -2,044 -0.8%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$2.83M +$45.1K +3,316 +2%
MA
23
MJP Associates
Connecticut
$2.37M +$2.34M +172,051 New
Baird Financial Group
24
Baird Financial Group
Wisconsin
$2.34M -$349K -25,620 -13%
WAM
25
Wolverine Asset Management
Illinois
$2.06M +$317K +23,256 +18%