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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.9M -$1.59M -126,212 -3%
Wells Fargo
2
Wells Fargo
California
$39M +$9M +714,407 +33%
RVPG
3
Relative Value Partners Group
$33.1M +$71.3K +5,653 +0.2%
Bank of America
4
Bank of America
North Carolina
$31.7M +$311K +24,667 +1%
PPA
5
Parametric Portfolio Associates
Washington
$31.1M -$530K -42,072 -2%
SCM
6
Saba Capital Management
New York
$31M -$1.13M -89,697 -4%
AAM
7
Advisors Asset Management
Colorado
$28.4M -$1.02M -80,798 -6%
Invesco
8
Invesco
Georgia
$20.7M +$1.84M +145,797 +10%
Stifel Financial
9
Stifel Financial
Missouri
$14.8M -$1.51M -119,896 -10%
1CP
10
1607 Capital Partners
Virginia
$14.6M -$46.6K -3,700 -0.3%
GC
11
Guggenheim Capital
Illinois
$14M -$1.13M -89,518 -8%
UBS Group
12
UBS Group
Switzerland
$7.51M +$299K +23,690 +4%
SIA
13
Sit Investment Associates
Minnesota
$7.18M +$1.65M +130,656 +32%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$6.58M -$2.31M -182,977 -27%
AWA
15
Arete Wealth Advisors
Illinois
$4.72M -$90.7K -7,194 -2%
Millennium Management
16
Millennium Management
New York
$4.42M +$4.14M +328,711 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$4.21M -$324K -25,734 -8%
RJA
18
Raymond James & Associates
Florida
$3.5M -$2.94M -233,549 -47%
EDRIA
19
Edmonds Duncan Registered Investment Advisors
Kansas
$3.41M -$64.2K -5,097 -2%
Citigroup
20
Citigroup
New York
$2.8M +$2.01M +159,108 +324%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.72M +$286K +22,700 +13%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$2.63M +$20.5K +1,626 +0.8%
CA
23
Cornerstone Advisors
North Carolina
$2.59M +$431K +34,179 +22%
SFS
24
Shaker Financial Services
Virginia
$2.47M +$1.22M +96,726 +111%
PCM
25
Pointe Capital Management
Michigan
$2M -$176K -13,992 -9%