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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$140M -$1.8M -139,259 -1%
SCM
2
Saba Capital Management
New York
$111M +$14.6M +1,132,073 +15%
Bank of America
3
Bank of America
North Carolina
$37.6M -$6.06M -469,812 -14%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$21.3M +$281K +21,807 +1%
Stifel Financial
5
Stifel Financial
Missouri
$16.6M +$762K +59,136 +5%
Invesco
6
Invesco
Georgia
$16.5M -$2.73M -212,001 -14%
AAM
7
Advisors Asset Management
Colorado
$15.4M -$1.76M -136,510 -10%
Focus Partners Wealth
8
Focus Partners Wealth
Massachusetts
$12.6M +$12.6M +980,837 New
LPL Financial
9
LPL Financial
California
$9.48M +$1.22M +95,006 +15%
GC
10
Guggenheim Capital
Illinois
$7.83M -$1.88K -146 -0%
AWA
11
Arete Wealth Advisors
Illinois
$7.14M +$7.14M +553,783 New
PCM
12
Penserra Capital Management
California
$6.98M +$646K +50,114 +10%
Capstone Investment Advisors
13
Capstone Investment Advisors
New York
$6.79M
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$6.7M +$348K +26,962 +5%
Pathstone Holdings
15
Pathstone Holdings
New Jersey
$6.28M -$9.45M -733,016 -60%
Raymond James Financial
16
Raymond James Financial
Florida
$5.6M +$132K +10,221 +2%
KIM
17
Karpus Investment Management
New York
$5.32M -$5.91M -458,493 -53%
Wells Fargo
18
Wells Fargo
California
$5.03M -$372K -28,886 -7%
UBS Group
19
UBS Group
Switzerland
$4.04M -$806K -62,506 -17%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$3.64M +$354K +27,438 +11%
SFS
21
Shaker Financial Services
Virginia
$2.86M +$2.24M +174,148 +365%
PIWA
22
Prevail Innovative Wealth Advisors
Kansas
$2.73M +$188K +14,572 +7%
Creative Planning
23
Creative Planning
Kansas
$2.52M -$95.9K -7,442 -4%
Osaic Holdings
24
Osaic Holdings
Arizona
$2.38M -$24.4K -1,893 -1%
EPW
25
Evolve Private Wealth
California
$2.23M +$2.23M +173,050 New