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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$158M -$4.53M -314,938 -3%
SCM
2
Saba Capital Management
New York
$155M +$50.4K +3,509 +0%
Bank of America
3
Bank of America
North Carolina
$37.9M -$1.96M -136,156 -5%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$26.4M +$944K +65,710 +4%
Stifel Financial
5
Stifel Financial
Missouri
$19M +$312K +21,721 +2%
SIA
6
Sit Investment Associates
Minnesota
$18.9M +$11.1M +773,176 +164%
Invesco
7
Invesco
Georgia
$17.4M -$974K -67,754 -6%
Focus Partners Wealth
8
Focus Partners Wealth
Massachusetts
$14.1M -$409K -28,431 -3%
LPL Financial
9
LPL Financial
California
$11.3M +$133K +9,225 +1%
AAM
10
Advisors Asset Management
Colorado
$10.8M -$2.16M -150,048 -17%
PCM
11
Penserra Capital Management
California
$9.37M +$338K +23,533 +4%
AWA
12
Arete Wealth Advisors
Illinois
$8.02M -$83.9K -5,836 -1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.6M -$131K -9,122 -2%
GC
14
Guggenheim Capital
Illinois
$7.06M +$212K +14,770 +3%
Raymond James Financial
15
Raymond James Financial
Florida
$6.65M +$14 +1 +0%
Wells Fargo
16
Wells Fargo
California
$5.77M -$174K -12,082 -3%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$4.34M -$44.6K -3,104 -1%
UBS Group
18
UBS Group
Switzerland
$4.11M +$214K +14,899 +6%
Capstone Investment Advisors
19
Capstone Investment Advisors
New York
$3.85M -$3.92M -273,003 -52%
Osaic Holdings
20
Osaic Holdings
Arizona
$2.92M +$331K +23,062 +14%
Creative Planning
21
Creative Planning
Kansas
$2.77M -$79.1K -5,505 -3%
AO
22
Advisor OS
Illinois
$2.54M +$1.65M +115,128 +221%
EPW
23
Evolve Private Wealth
California
$2.48M -$133K -9,289 -5%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$2.27M +$1.43M +99,789 +200%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$2.11M -$129K -9,000 -6%