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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UPS
51
UHLMANN PRICE SECURITIES
Illinois
$669K +$12.4K +866 +2%
Mariner
52
Mariner
Kansas
$654K +$105K +7,306 +20%
CEFA
53
Closed-End Fund Advisors
Virginia
$654K -$45K -3,134 -7%
PCM
54
Pointe Capital Management
Michigan
$645K -$1.36K -95 -0.2%
AIS
55
Accredited Investor Services
Minnesota
$640K -$57.5K -4,002 -9%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$609K -$22.1K -1,541 -4%
PAS
57
Park Avenue Securities
New York
$595K -$29.9K -2,082 -5%
AWE
58
Avidian Wealth Enterprises
Texas
$532K
DWM
59
Diversify Wealth Management
Utah
$489K
DAS
60
Diversify Advisory Services
Utah
$489K +$464K +32,270 New
SWA
61
Sax Wealth Advisors
New Jersey
$454K
Cetera Investment Advisers
62
Cetera Investment Advisers
Illinois
$448K -$115K -7,971 -21%
SA
63
Sanctuary Advisors
Indiana
$439K
VVP
64
Venture Visionary Partners
Ohio
$425K
KA
65
Kovack Advisors
Florida
$418K +$90.8K +6,317 +30%
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$417K +$3.54K +246 +0.9%
ICM
67
Ionic Capital Management
New York
$408K -$188K -13,112 -33%
CWAF
68
Core Wealth Advisors (Florida)
Florida
$408K +$139K +9,678 +56%
LFAS
69
Level Four Advisory Services
Texas
$362K +$6.44K +448 +2%
XT
70
XTX Topco
Cayman Islands
$354K +$335K +23,288 New
CMMS
71
Comprehensive Money Management Services
Florida
$349K -$21.6K -1,500 -6%
JWM
72
Jupiter Wealth Management
Colorado
$325K
NFG
73
Nations Financial Group
Iowa
$304K
YCM
74
Yakira Capital Management
Connecticut
$265K +$251K +17,471 New
ATS
75
Ashton Thomas Securities
New York
$265K