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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$70M -$1.48M -127,252 -2%
Bank of America
2
Bank of America
North Carolina
$25.9M -$1.92M -165,535 -7%
GC
3
Guggenheim Capital
Illinois
$17.6M -$313K -26,952 -2%
Invesco
4
Invesco
Georgia
$15.6M +$1.36M +117,138 +10%
CA
5
Cornerstone Advisors
North Carolina
$9.84M -$521K -44,825 -5%
SCM
6
Saba Capital Management
New York
$9.37M +$8.87M +763,837 New
PPA
7
Parametric Portfolio Associates
Washington
$9.13M +$4.01M +345,277 +86%
KIM
8
Karpus Investment Management
New York
$9.05M +$7.54M +649,420 +731%
Bank of Nova Scotia
9
Bank of Nova Scotia
Ontario, Canada
$5.02M +$942K +81,092 +25%
WAM
10
Wolverine Asset Management
Illinois
$4.52M -$979K -84,239 -19%
UBS Group
11
UBS Group
Switzerland
$4.42M +$361K +31,086 +9%
MC
12
Matisse Capital
Oregon
$3.43M +$3.25M +279,566 New
LCM
13
Landscape Capital Management
New Jersey
$3.25M -$3.28M -282,472 -52%
RCM
14
Rivernorth Capital Management
Florida
$3.13M +$2.17M +186,644 +273%
LPL Financial
15
LPL Financial
California
$2.82M -$596K -51,342 -18%
NCM
16
Newgate Capital Management
Connecticut
$2.78M -$150K -12,895 -5%
Stifel Financial
17
Stifel Financial
Missouri
$2.74M -$233K -20,033 -8%
PCM
18
Pointe Capital Management
Michigan
$2.45M -$167K -14,366 -7%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.97M +$417K +35,917 +29%
Wells Fargo
20
Wells Fargo
California
$1.77M -$73.8K -6,356 -4%
Citigroup
21
Citigroup
New York
$1.68M +$1.11M +95,357 +229%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$1.56M -$192K -16,517 -11%
RJA
23
Raymond James & Associates
Florida
$1.53M +$264K +22,682 +22%
AAM
24
Advisors Asset Management
Colorado
$1.44M +$844K +72,693 +163%
CAN
25
Cetera Advisor Networks
California
$1.35M -$193K -16,628 -13%