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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.1M +$1.74M +144,937 +3%
RVPG
2
Relative Value Partners Group
$24.9M -$344K -28,610 -1%
PPA
3
Parametric Portfolio Associates
Washington
$22.8M +$1.24M +103,253 +5%
Bank of America
4
Bank of America
North Carolina
$22.6M -$2.82M -234,560 -9%
Wells Fargo
5
Wells Fargo
California
$18.6M +$1.56M +129,602 +7%
Invesco
6
Invesco
Georgia
$14.7M +$2.3M +191,944 +14%
GC
7
Guggenheim Capital
Illinois
$13.8M +$622K +51,833 +4%
RCM
8
Rivernorth Capital Management
Florida
$13M +$140K +11,622 +0.9%
Stifel Financial
9
Stifel Financial
Missouri
$12.9M -$898K -74,801 -5%
AAM
10
Advisors Asset Management
Colorado
$12.2M +$87.4K +7,280 +0.6%
1CP
11
1607 Capital Partners
Virginia
$10.6M +$1.17M +97,500 +10%
RJA
12
Raymond James & Associates
Florida
$5.46M +$627K +52,241 +10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$5.24M +$13K +1,083 +0.2%
UBS Group
14
UBS Group
Switzerland
$4.39M -$334K -27,801 -6%
AWA
15
Arete Wealth Advisors
Illinois
$3.46M -$3.58M -297,743 -45%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.97M
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.52M -$113K -9,406 -3%
SCM
18
Saba Capital Management
New York
$2.27M
EDRIA
19
Edmonds Duncan Registered Investment Advisors
Kansas
$2.26M +$124K +10,348 +5%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$2.01M -$2.56M -213,397 -51%
KIM
21
Karpus Investment Management
New York
$1.81M +$2.26M +188,269 New
SIA
22
Sit Investment Associates
Minnesota
$1.77M +$2.21M +184,337 New
PCM
23
Pointe Capital Management
Michigan
$1.71M -$60.2K -5,016 -3%
SFS
24
Shaker Financial Services
Virginia
$1.53M -$108K -8,976 -5%
LPL Financial
25
LPL Financial
California
$1.49M +$1.46M +121,983 +365%