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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$101M -$6.05M -351,638 -6%
Bank of America
2
Bank of America
North Carolina
$23.5M +$5.6M +325,319 +30%
GC
3
Guggenheim Capital
Illinois
$20.8M -$70.9K -4,124 -0.3%
Invesco
4
Invesco
Georgia
$15.8M -$4.49M -261,109 -22%
LPL Financial
5
LPL Financial
California
$9.61M +$2.17M +126,377 +29%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$7.81M +$1.44M +83,505 +22%
U
7
UBS
Switzerland
$7.4M +$391K +22,729 +5%
Wells Fargo
8
Wells Fargo
California
$6.63M +$163K +9,458 +2%
AAM
9
Advisors Asset Management
Colorado
$5.97M -$1.46M -84,733 -19%
SNC
10
Stifel Nicolaus & Co
Missouri
$5.93M +$101K +5,891 +2%
Cohen & Steers
11
Cohen & Steers
New York
$2.21M
CAN
12
Cetera Advisor Networks
California
$2.19M -$85.9K -4,993 -4%
Ameriprise
13
Ameriprise
Minnesota
$1.43M -$31.5K -1,833 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.43M -$628K -36,502 -30%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.3M -$15.3K -887 -1%
SI
16
Stephens Inc
Arkansas
$1.26M +$26.9K +1,561 +2%
Deutsche Bank
17
Deutsche Bank
Germany
$1.15M +$818K +47,552 +231%
CP
18
Camelot Portfolios
Ohio
$956K +$40.2K +2,335 +4%
First Trust Advisors
19
First Trust Advisors
Illinois
$871K +$63.7K +3,703 +8%
MFS
20
MSI Financial Services
Massachusetts
$759K +$58.6K +3,405 +8%
VCAM
21
Valentine Capital Asset Management
California
$644K
VKH
22
Virtu KCG Holdings
New York
$637K +$650K +37,781 New
OC
23
Oppenheimer & Co
New York
$466K
Jane Street
24
Jane Street
New York
$427K +$436K +25,341 New
RJA
25
Raymond James & Associates
Florida
$409K -$3.96K -230 -0.9%