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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$114M -$5.81M -474,004 -4%
Bank of America
2
Bank of America
North Carolina
$32.9M +$163K +13,307 +0.4%
AAM
3
Advisors Asset Management
Colorado
$29.5M +$952K +77,628 +4%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$25.4M +$3.79M +308,958 +15%
RVPG
5
Relative Value Partners Group
$19.7M -$538K -43,878 -2%
Invesco
6
Invesco
Georgia
$17.3M +$1.63M +133,261 +9%
1CP
7
1607 Capital Partners
Virginia
$13.4M +$147K +12,000 +1%
CA
8
Cornerstone Advisors
North Carolina
$11.4M +$1.52M +124,069 +13%
Stifel Financial
9
Stifel Financial
Missouri
$9.61M +$242K +19,737 +2%
Wells Fargo
10
Wells Fargo
California
$9.05M -$1.32M -107,223 -11%
SFS
11
Shaker Financial Services
Virginia
$7.21M +$999K +81,451 +14%
GC
12
Guggenheim Capital
Illinois
$7.16M -$2.02M -164,455 -20%
AWA
13
Arete Wealth Advisors
Illinois
$5.11M -$55.4K -4,514 -0.9%
RJA
14
Raymond James & Associates
Florida
$4.71M +$600K +48,922 +12%
UBS Group
15
UBS Group
Switzerland
$3.38M -$1.11M -90,186 -22%
KIM
16
Karpus Investment Management
New York
$3.27M +$3.75M +305,831 New
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$2.95M +$87.4K +7,126 +3%
SCM
18
Saba Capital Management
New York
$2.87M
RJFSA
19
Raymond James Financial Services Advisors
Florida
$2.79M -$383K -31,204 -11%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.29M +$96.6K +7,874 +4%
WAM
21
Wolverine Asset Management
Illinois
$2.09M +$1.07M +87,401 +80%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$1.65M
IWC
23
Integrated Wealth Concepts
Massachusetts
$1.56M +$290K +23,607 +19%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.55M +$687K +56,030 +63%
LPL Financial
25
LPL Financial
California
$1.38M +$222K +18,113 +16%