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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$129M +$89.4M +7,032,210 +171%
Bank of America
2
Bank of America
North Carolina
$35.4M +$1.07M +84,499 +3%
AAM
3
Advisors Asset Management
Colorado
$29.8M +$513K +40,320 +2%
RVPG
4
Relative Value Partners Group
$24.6M -$1.16M -91,530 -5%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$23.9M -$195K -15,339 -0.7%
Invesco
6
Invesco
Georgia
$17.1M -$982K -77,214 -5%
1CP
7
1607 Capital Partners
Virginia
$14.3M +$2.11M +165,902 +15%
Wells Fargo
8
Wells Fargo
California
$11M -$697K -54,798 -5%
CA
9
Cornerstone Advisors
North Carolina
$10.8M +$11.9M +939,680 New
Stifel Financial
10
Stifel Financial
Missouri
$10.2M -$1.83M -143,606 -14%
GC
11
Guggenheim Capital
Illinois
$9.63M -$120K -9,470 -1%
SFS
12
Shaker Financial Services
Virginia
$6.85M +$1.67M +131,693 +29%
AWA
13
Arete Wealth Advisors
Illinois
$5.57M -$2.62M -206,411 -30%
UBS Group
14
UBS Group
Switzerland
$4.69M -$4.49M -353,336 -47%
RJA
15
Raymond James & Associates
Florida
$4.53M +$1.37M +107,505 +38%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$3.38M +$2.05K +161 +0.1%
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$3.11M +$79.3K +6,238 +2%
SCM
18
Saba Capital Management
New York
$3.1M -$8.75M -687,708 -72%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.38M +$211K +16,612 +9%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$1.78M
IWC
21
Integrated Wealth Concepts
Massachusetts
$1.41M +$1.56M +122,386 New
WMS
22
Wealth Management Solutions
Pennsylvania
$1.36M -$258K -20,265 -15%
LPL Financial
23
LPL Financial
California
$1.28M +$188K +14,748 +15%
WAM
24
Wolverine Asset Management
Illinois
$1.25M +$1.38M +108,679 New
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$1.25M +$66.5K +5,229 +5%