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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$76.7M +$6.39M +518,061 +9%
Bank of America
2
Bank of America
North Carolina
$28.1M +$2.12M +171,374 +8%
GC
3
Guggenheim Capital
Illinois
$17.2M -$516K -41,766 -3%
Invesco
4
Invesco
Georgia
$17M +$1.34M +108,769 +9%
SCM
5
Saba Capital Management
New York
$9.75M +$328K +26,568 +3%
KIM
6
Karpus Investment Management
New York
$8.96M -$147K -11,895 -2%
CA
7
Cornerstone Advisors
North Carolina
$7.45M -$2.45M -198,559 -25%
UBS Group
8
UBS Group
Switzerland
$4.28M -$168K -13,572 -4%
Stifel Financial
9
Stifel Financial
Missouri
$4.01M +$1.26M +102,031 +46%
Bank of Nova Scotia
10
Bank of Nova Scotia
Ontario, Canada
$3.59M -$1.46M -118,220 -29%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$3.21M +$1.23M +99,606 +62%
WAM
12
Wolverine Asset Management
Illinois
$2.79M -$1.76M -142,484 -39%
SFS
13
Shaker Financial Services
Virginia
$2.51M +$2.51M +203,321 New
PCM
14
Pointe Capital Management
Michigan
$2.34M -$124K -10,065 -5%
NCM
15
Newgate Capital Management
Connecticut
$2.31M -$487K -39,436 -17%
AAM
16
Advisors Asset Management
Colorado
$2.27M +$821K +66,497 +57%
LCM
17
Landscape Capital Management
New Jersey
$2.1M -$1.17M -95,048 -36%
Wells Fargo
18
Wells Fargo
California
$1.95M +$170K +13,738 +10%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$1.86M +$1.85M +150,000 New
Citigroup
20
Citigroup
New York
$1.69M -$2.64K -214 -0.2%
RJA
21
Raymond James & Associates
Florida
$1.59M +$53.5K +4,332 +3%
CAN
22
Cetera Advisor Networks
California
$1.46M +$103K +8,311 +8%
LPL Financial
23
LPL Financial
California
$1.41M -$1.5M -121,205 -51%
Cohen & Steers
24
Cohen & Steers
New York
$1.39M +$1.03M +83,814 +294%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.31M -$23.5K -1,901 -2%