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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$951K -80,568 -0.7%
SCM
2
Saba Capital Management
New York
$95.3M +$549K +46,469 +0.6%
Bank of America
3
Bank of America
North Carolina
$42M +$1.04M +88,073 +3%
Allspring Global Investments
4
Allspring Global Investments
North Carolina
$18.8M +$885K +75,000 +5%
Invesco
5
Invesco
Georgia
$18.3M -$100K -8,473 -0.6%
KIM
6
Karpus Investment Management
New York
$17.8M -$546K -46,217 -3%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$17.5M -$5.48M -464,005 -25%
AAM
8
Advisors Asset Management
Colorado
$17.4M +$1.36M +114,811 +9%
Stifel Financial
9
Stifel Financial
Missouri
$14.5M +$589K +49,905 +4%
Kovitz Investment Group Partners
10
Kovitz Investment Group Partners
Illinois
$13.7M -$1.3M -110,508 -9%
GC
11
Guggenheim Capital
Illinois
$8.37M -$1.26M -107,073 -14%
LPL Financial
12
LPL Financial
California
$7.51M +$130K +10,981 +2%
Capstone Investment Advisors
13
Capstone Investment Advisors
New York
$6.53M
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$5.84M +$143K +12,084 +3%
Raymond James Financial
15
Raymond James Financial
Florida
$5.58M +$57.6K +4,881 +1%
Wells Fargo
16
Wells Fargo
California
$5.51M -$7.88M -667,735 -60%
UBS Group
17
UBS Group
Switzerland
$5.22M +$208K +17,650 +4%
PCM
18
Penserra Capital Management
California
$4.87M +$137K +11,600 +3%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$3.09M +$94K +7,959 +3%
Creative Planning
20
Creative Planning
Kansas
$2.92M -$342K -29,012 -11%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.68M +$25.2K +2,137 +1%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.24M +$1.45M +122,968 +213%
PAMP
23
Polar Asset Management Partners
Ontario, Canada
$2.2M +$2.1M +177,665 New
PIWA
24
Prevail Innovative Wealth Advisors
Kansas
$2.11M +$976K +82,676 +95%
PAS
25
Park Avenue Securities
New York
$2.05M -$57.8K -4,895 -3%