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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$64.6M -$5.33M -405,603 -7%
Bank of America
2
Bank of America
North Carolina
$32M -$2.17M -165,190 -6%
GC
3
Guggenheim Capital
Illinois
$25.5M +$252K +19,168 +1%
SCM
4
Saba Capital Management
New York
$24.9M +$16M +1,215,523 +162%
RVPG
5
Relative Value Partners Group
$23.8M -$246K -18,715 -1%
PPA
6
Parametric Portfolio Associates
Washington
$22.2M +$5.93M +450,947 +35%
Invesco
7
Invesco
Georgia
$14.9M -$363K -27,646 -2%
RCM
8
Rivernorth Capital Management
Florida
$14.6M +$6.08M +462,488 +67%
AAM
9
Advisors Asset Management
Colorado
$12.7M +$679K +51,635 +6%
Stifel Financial
10
Stifel Financial
Missouri
$12.3M +$2.58M +196,178 +25%
Wells Fargo
11
Wells Fargo
California
$12.3M +$7.43M +564,896 +140%
UBS Group
12
UBS Group
Switzerland
$8.54M +$695K +52,878 +9%
CA
13
Cornerstone Advisors
North Carolina
$5.7M +$4.68M +356,186 +384%
WAM
14
Wolverine Asset Management
Illinois
$5.14M +$3.99M +303,823 +300%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$4.95M -$127K -9,655 -2%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$3.83M +$1.31M +100,000 +50%
SFS
17
Shaker Financial Services
Virginia
$3.6M -$2.02M -153,316 -35%
RJA
18
Raymond James & Associates
Florida
$2.7M +$1.62M +123,387 +138%
CRC
19
Curi RMB Capital
Illinois
$2.39M -$112K -8,545 -4%
PCM
20
Pointe Capital Management
Michigan
$2.27M -$8.93K -679 -0.4%
Millennium Management
21
Millennium Management
New York
$2.06M +$407K +30,957 +24%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.86M +$396K +30,149 +26%
6M
23
6 Meridian
Kansas
$1.71M +$1.77M +134,661 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$1.66M +$455K +34,630 +36%
Cohen & Steers
25
Cohen & Steers
New York
$1.55M -$621K -47,204 -28%