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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$84.2M -$1.72M -107,815 -2%
Bank of America
2
Bank of America
North Carolina
$39.2M +$2.58M +161,307 +7%
GC
3
Guggenheim Capital
Illinois
$23.3M -$1.73M -108,276 -7%
Invesco
4
Invesco
Georgia
$14.6M +$784K +49,024 +5%
CA
5
Cornerstone Advisors
North Carolina
$9.16M -$121K -7,561 -1%
LPL Financial
6
LPL Financial
California
$8.08M -$2.74M -171,269 -24%
UBS Group
7
UBS Group
Switzerland
$7.9M +$78.1K +4,883 +0.9%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$5.72M -$1.96M -122,239 -24%
Wells Fargo
9
Wells Fargo
California
$4.15M -$1.21M -75,582 -22%
SFS
10
Shaker Financial Services
Virginia
$3.21M +$2.85M +178,230 +520%
Stifel Financial
11
Stifel Financial
Missouri
$3.19M -$687K -42,976 -17%
PCM
12
Pointe Capital Management
Michigan
$2.87M -$146K -9,139 -5%
WAM
13
Wolverine Asset Management
Illinois
$2.38M +$1.32M +82,463 +110%
CRC
14
Curi RMB Capital
Illinois
$2.03M +$2.15M +134,202 New
CAN
15
Cetera Advisor Networks
California
$1.86M
PPA
16
Parametric Portfolio Associates
Washington
$1.6M +$1.69M +105,835 New
First Trust Advisors
17
First Trust Advisors
Illinois
$1.54M +$208K +13,032 +15%
DA
18
Doliver Advisors
Texas
$1.4M +$1.48M +92,428 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.39M +$29.1K +1,822 +2%
CCP
20
Clough Capital Partners
Massachusetts
$1.34M +$162K +10,100 +13%
MFS
21
MSI Financial Services
Massachusetts
$1.3M +$80.2K +5,012 +6%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.23M -$356K -22,234 -22%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$1.08M
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$969K +$140K +8,753 +16%
CIA
25
Capital Investment Advisors
Georgia
$890K -$56K -3,498 -6%