Alethea Capital Management’s Virtus Dividend, Interest & Premium Strategy Fund NFJ Stock Holding History

Alethea Capital Management’s Portfolio NFJ Stock Details NFJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-22,472	Closed	-$293K	–	102
2017 Q4	$293K	Sell	22,472 -350	-2%	-$4.68K	0.47%	62
2017 Q3	$306K	Hold	22,822	–	–	0.36%	59
2017 Q2	$299K	Hold	22,822	–	–	0.34%	62
2017 Q1	$294K	Hold	22,822	–	–	0.35%	59
2016 Q4	$288K	Hold	22,822	–	–	0.36%	63
2016 Q3	$288K	Hold	22,822	–	–	0.4%	53
2016 Q2	$281K	Hold	22,822	–	–	0.39%	52
2016 Q1	$280K	Sell	22,822 -295	-1%	-$3.43K	0.31%	55
2015 Q4	$286K	Buy	23,117 +246	+1%	+$3.12K	0.33%	57
2015 Q3	$292K	Buy	22,871 +990	+5%	+$13.8K	0.44%	53
2015 Q2	$331K	Hold	21,881	–	–	0.51%	47
2015 Q1	$357K	Hold	21,881	–	–	0.39%	50
2014 Q4	$350K	Buy	+21,881	New	+$375K	0.36%	65

Other funds holding NFJ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Alethea Capital Management's NFJ Position: Q1 2018 in Review

Alethea Capital Management sold out of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) in Q1 2018, closing a stake of 22,472 shares — an estimated $293K sold.

Alethea Capital Management first reported a position in NFJ in Q4 2014 and held it in 13 quarters. The position peaked at $357K in Q1 2015. 107 funds tracked by Wall St. Rank hold NFJ as of Q1 2018.

Alethea Capital Management reported no remaining Virtus Dividend, Interest & Premium Strategy Fund position as of Q1 2018 after selling out during the quarter.
Alethea Capital Management sold 22,472 Virtus Dividend, Interest & Premium Strategy Fund shares in Q1 2018, an estimated $293K.
Alethea Capital Management first reported a position in Virtus Dividend, Interest & Premium Strategy Fund in Q4 2014 and held it in 13 quarters.
Alethea Capital Management's Virtus Dividend, Interest & Premium Strategy Fund position peaked at $357K in Q1 2015.
107 funds tracked by Wall St. Rank held Virtus Dividend, Interest & Premium Strategy Fund as of Q1 2018.

Based on Alethea Capital Management's 13F filing for Q1 2018, filed 18 Apr 2018.