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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$1.33M -$492K -42,312 -28%
SG Americas Securities
27
SG Americas Securities
New York
$1.3M -$14.5K -1,244 -1%
MFS
28
MSI Financial Services
Massachusetts
$1.21M +$103K +8,852 +10%
First Trust Advisors
29
First Trust Advisors
Illinois
$1.2M -$4.94K -425 -0.4%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$1.05M +$218K +18,724 +28%
ST
31
Sentinel Trust
Texas
$885K +$839K +72,192 New
Thrivent Financial for Lutherans
32
Thrivent Financial for Lutherans
Minnesota
$878K
AFWA
33
Ancora Family Wealth Advisors
Ohio
$860K +$48K +4,130 +6%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$777K -$38.8K -3,340 -5%
DADC
35
D.A. Davidson & Co
Montana
$747K -$14K -1,204 -2%
AIG
36
American International Group
New York
$637K +$182K +15,660 +43%
SI
37
Stephens Inc
Arkansas
$613K +$1.6K +138 +0.3%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$605K -$67.5K -5,811 -11%
CIA
39
Capital Investment Advisors
Georgia
$581K -$58.4K -5,025 -10%
CP
40
Camelot Portfolios
Ohio
$497K -$10.7K -919 -2%
Geode Capital Management
41
Geode Capital Management
Massachusetts
$470K
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$464K -$2.51K -216 -0.6%
ICM
43
Ionic Capital Management
New York
$408K
SKK
44
Shepherd Kaplan Krochuk
Massachusetts
$353K +$334K +28,770 New
Cohen & Steers
45
Cohen & Steers
New York
$350K +$332K +28,540 New
HighTower Advisors
46
HighTower Advisors
Illinois
$338K -$62.8K -5,402 -16%
CCP
47
Clough Capital Partners
Massachusetts
$327K -$171K -14,700 -36%
KF
48
Krilogy Financial
Missouri
$285K +$67.7K +5,825 +33%
ACM
49
Alethea Capital Management
Washington
$280K -$3.43K -295 -1%
Ameriprise
50
Ameriprise
Minnesota
$280K +$2.29K +197 +0.9%