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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
B
26
Baird
Wisconsin
$685K +$75.2K +4,384 +11%
DADC
27
D.A. Davidson & Co
Montana
$675K +$63.5K +3,700 +10%
CP
28
Camelot Portfolios
Ohio
$667K +$16.3K +950 +2%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$513K -$42.6K -2,481 -7%
RJA
30
Raymond James & Associates
Florida
$482K -$30.4K -1,772 -6%
OC
31
Oppenheimer & Co
New York
$476K
CA
32
Cornerstone Advisors
North Carolina
$442K +$474K +27,600 New
AIG
33
American International Group
New York
$441K -$44.1K -2,570 -9%
HighTower Advisors
34
HighTower Advisors
Illinois
$440K +$39.5K +2,300 +9%
MWM
35
Merriman Wealth Management
Washington
$422K +$446K +26,000 New
VKH
36
Virtu KCG Holdings
New York
$419K +$449K +26,180 New
OFG
37
OTA Financial Group
New York
$399K +$428K +24,948 New
Jane Street
38
Jane Street
New York
$381K +$211K +12,278 +106%
SPC
39
Sigma Planning Corp
Michigan
$373K +$400K +23,314 New
LCM
40
Landscape Capital Management
New Jersey
$353K +$379K +22,062 New
ACM
41
Alethea Capital Management
Washington
$350K +$375K +21,881 New
TRCT
42
Tower Research Capital (TRC)
New York
$336K +$268K +15,605 +289%
RVP
43
Relative Value Partners
Illinois
$313K
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$308K -$10.8M -632,291 -97%
DIA
45
Dana Investment Advisors
Wisconsin
$275K +$295K +17,172 New
Bank of New York Mellon
46
Bank of New York Mellon
New York
$275K +$295K +17,211 New
HCM
47
Hollencrest Capital Management
California
$269K
Deutsche Bank
48
Deutsche Bank
Germany
$264K
CS
49
Credit Suisse
Switzerland
$248K +$266K +15,476 New
BFEC
50
Benjamin F. Edwards & Company
Missouri
$240K +$83.9K +4,890 +48%