MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

31 hedge funds and large institutions have $48.1M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
8
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$9.31M
2
UBS Group
2
UBS Group
Switzerland
$3.06M
3
SG Americas Securities
3
SG Americas Securities
New York
$865K
4
Wells Fargo
4
Wells Fargo
California
$3.6M
5
NPC
5
National Planning Corporation
California
$695K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$4.21M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$0
4
AW
4
ACG Wealth
Georgia
$0
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$129K 7,100 -1,200 -14%
Citigroup
27
Citigroup
New York
$92K 5,070 +21 +0.4%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$18K 1,000 – –
DADC
29
D.A. Davidson & Co
Montana
$10K 560 – –
NFG
30
Next Financial Group
Texas
$4K 234 -1,156 -83%
TRCT
31
Tower Research Capital (TRC)
New York
$4K 200 +200 New
SIA
32
Sit Investment Associates
Minnesota
– – -36,200 Closed
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
– – -18,700 Closed
AW
34
ACG Wealth
Georgia
– – -13,077 Closed
Jane Street
35
Jane Street
New York
– – -10,891 Closed
1
2