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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

64 hedge funds and large institutions have $122M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-5
Holders Change %
-7.25%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
15
Reduced
23
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFI
SPC Financial Inc
Maryland
+$10.9M
2
Citadel Advisors
Citadel Advisors
Florida
+$3.39M
3
Bank of America
Bank of America
North Carolina
+$3.36M
4
ASN
Advisory Services Network
Georgia
+$1.32M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$1.28M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$23.4M
2
MIH
Meitav Investment House
Israel
-$12M
3
BAAM
Baker Avenue Asset Management
California
-$8.89M
4
BCM
Barometer Capital Management
Ontario, Canada
-$5.51M
5
MWM
MinichMacGregor Wealth Management
New York
-$5.45M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$38K -$23.4M -410,244 -100%
GRP
52
Global Retirement Partners
California
$29K +$279 +5 +1%
BDWM
53
Brewin Dolphin Wealth Management
Ireland
$25.8K – – –
CAPTRUST Financial Advisors
54
CAPTRUST Financial Advisors
North Carolina
$25K – – –
VNA
55
Valley National Advisers
Pennsylvania
$21K – – –
POIA
56
Pin Oak Investment Advisors
Texas
$17K +$165 +3 +1%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$14K – – –
PAI
58
Pittenger & Anderson Inc
Nebraska
$10K – – –
FDCDDQ
59
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7K – – –
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$3K – – –
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$1K – – –
BAAM
62
Baker Avenue Asset Management
California
– -$8.89M -142,913 Closed
MWM
63
MinichMacGregor Wealth Management
New York
– -$5.45M -87,464 Closed
CWM
64
Cornerstone Wealth Management
Missouri
– -$1.15M -66,532 Closed
PAG
65
Private Advisor Group
New Jersey
– -$2.16M -34,722 Closed
LJAC
66
L.J. Altfest & Co
New York
– -$1.13M -18,219 Closed
FAAS
67
First Allied Advisory Services
California
– -$880K -14,182 Closed
CIBC World Market
68
CIBC World Market
Ontario, Canada
– -$509K -8,185 Closed
VAM
69
Visionary Asset Management
Texas
– -$328K -5,255 Closed
DG
70
Delek Group
Israel
– -$312K -5,025 Closed
CI
71
Cavalier Investments
Georgia
– -$283K -4,554 Closed
CFGS
72
Concourse Financial Group Securities
Alabama
– -$122K -1,953 Closed
APA
73
American Portfolios Advisors
New York
– -$66.4K -1,067 Closed
SPIA
74
Steward Partners Investment Advisory
New York
– -$44K -700 Closed
WSTAM
75
Wilbanks Smith & Thomas Asset Management
Virginia
– -$25K -400 Closed
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