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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

69 hedge funds and large institutions have $194M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
-5
Holders Change %
-6.76%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
24
Reduced
22
Closed
16
Calls
$236K
Puts
–
Net Calls
+$236K
Net Calls Change
+$679K

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$6.09M
2
Jane Street
2
Jane Street
New York
$4.32M
3
PAG
3
Private Advisor Group
New Jersey
$2.16M
4
BCM
4
Barometer Capital Management
Ontario, Canada
$7.95M
5
Morgan Stanley
5
Morgan Stanley
New York
$40.1M

Top Sellers

1
JCM
1
Janney Capital Management
Pennsylvania
$0
2
MIH
2
Meitav Investment House
Israel
$13.8M
3
Wells Fargo
3
Wells Fargo
California
$12.5M
4
BCM
4
Brookstone Capital Management
Illinois
$0
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$25.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
SPIA
51
Steward Partners Investment Advisory
New York
$44K – – –
GRP
52
Global Retirement Partners
California
$32K +$62 +1 +0.2%
BDWM
53
Brewin Dolphin Wealth Management
Ireland
$28.6K – – –
CAPTRUST Financial Advisors
54
CAPTRUST Financial Advisors
North Carolina
$27K – – –
WSTAM
55
Wilbanks Smith & Thomas Asset Management
Virginia
$25K +$25K +400 New
VNA
56
Valley National Advisers
Pennsylvania
$23K – – –
POIA
57
Pin Oak Investment Advisors
Texas
$19K – – –
CCS
58
Crosspoint Capital Strategies
California
$15K -$2.11K -34 -12%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$15K – – –
AA
60
Ancora Advisors
Ohio
$15K +$15K +238 New
PAI
61
Pittenger & Anderson Inc
Nebraska
$11K – – –
Simplex Trading
62
Simplex Trading
Illinois
$9K +$9K +160 New
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.78K – – –
Bessemer Group
64
Bessemer Group
New Jersey
$4K – – –
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$3K +$3K +46 New
FMP
66
Financial Management Professionals
Texas
$1K -$2.47M -54,349 -100%
PFGIA
67
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$1K +9 New
JCM
68
Janney Capital Management
Pennsylvania
– -$30.2M -471,270 Closed
BCM
69
Brookstone Capital Management
Illinois
– -$6.42M -100,077 Closed
NL
70
NWAM LLC
Washington
– -$1.99M -30,955 Closed
1832 Asset Management
71
1832 Asset Management
Ontario, Canada
– -$1.54M -23,995 Closed
Goldman Sachs
72
Goldman Sachs
New York
– -$628K -9,789 Closed
Creative Planning
73
Creative Planning
Kansas
– -$301K -4,696 Closed
Cambridge Investment Research Advisors
74
Cambridge Investment Research Advisors
Iowa
– -$277K -4,318 Closed
VF
75
Virtu Financial
New York
– -$210K -3,271 Closed
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