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iShares US Broker-Dealers & Securities Exchanges ETF

50 hedge funds and large institutions have $162M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

417% more call options, than puts

Call options by funds: $2.17M | Put options by funds: $420K

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

15.2% more ownership

Funds ownership: 42.71%57.91% (+15%)

9% more capital invested

Capital invested by funds: $149M → $162M (+$13.1M)

2% less funds holding

Funds holding: 5150 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
21
Reduced
16
Closed
6
Calls
$2.17M
Puts
$420K
Net Calls
+$1.75M
Net Calls Change
-$74K
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
51
Barometer Capital Management
Ontario, Canada
-$2.17M -49,400 Closed
FSA
52
Financial Sense Advisors
California
-$575K -13,120 Closed
SFT
53
Simmons First Trust
Arkansas
-$292K -6,668 Closed
DC
54
Davenport & Co
Virginia
-$257K -5,853 Closed
BRWM
55
B. Riley Wealth Management
Tennessee
-$1K -38 Closed

IAI Hedge Fund Activity: Q3 2015 in Review

50 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2015, worth a combined $162M — up 8.8% from $149M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of IAI and 5 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 21 added.

The largest buyer was Janney Capital Management, opening a new position worth an estimated $41.7M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $6.51M sold.

  • 50 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2015, down from 51 in Q2 2015.
  • Funds reported $162M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2015, up 8.8% quarter-over-quarter.
  • 5 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2015 and 6 closed out, a net change of -1 holder.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2015 was Janney Capital Management, an estimated $41.7M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2015 was Clark Capital Management Group, an estimated $6.51M sold.

Based on aggregated 13F filings for Q3 2015.