B. Riley Wealth Management’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-38	Closed	-$1K	–	412
2015 Q2	$1K	Hold	38	–	–	﹤0.01%	984
2015 Q1	$1K	Buy	+38	New	+$1K	﹤0.01%	994