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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

65 hedge funds and large institutions have $146M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

41% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 17

5% more funds holding

Funds holding: 62 → 65 (+3)

1.53% more ownership

Funds ownership: 60.89% → 62.42% (+1.5%)

9% more call options, than puts

Call options by funds: $225K | Put options by funds: $206K

2% more capital invested

Capital invested by funds: $144M → $146M (+$2.39M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
24
Reduced
17
Closed
3
Calls
$225K
Puts
$206K
Net Calls
+$19K
Net Calls Change
+$19K

Top Buyers

Rank Fund Capital Flow
1
SB
Suntrust Banks
Georgia
+$2.75M
2
MIH
Meitav Investment House
Israel
+$1.08M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$871K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$655K
5
Stifel Financial
Stifel Financial
Missouri
+$419K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$3.01M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.36M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.01M
4
Jane Street
Jane Street
New York
-$692K
5
BCM
Barometer Capital Management
Ontario, Canada
-$652K
Name Holding Trade Value Shares
Change 		Change in
Stake
CS
26
Credit Suisse
Switzerland
$881K -$3.01M -46,591 -77%
GCA
27
Genesee Capital Advisors
New York
$846K +$36.1K +559 +4%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$701K +$183K +2,842 +35%
WDL
29
Well Done LLC
Michigan
$679K +$13.6K +210 +2%
AWCI
30
Alpine Woods Capital Investors
New York
$675K – – –
SF
31
Synovus Financial
Georgia
$663K +$2.39K +37 +0.4%
Goldman Sachs
32
Goldman Sachs
New York
$538K -$503K -7,790 -48%
SPIA
33
Steward Partners Investment Advisory
New York
$502K +$122K +1,888 +32%
GEA
34
Glen Eagle Advisors
New Jersey
$472K -$32.1K -498 -6%
BCM
35
Beck Capital Management
Texas
$432K -$12.5K -194 -3%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$368K -$45.8K -709 -11%
CFA
37
Carroll Financial Associates
North Carolina
$357K – – –
Koshinski Asset Management
38
Koshinski Asset Management
Illinois
$353K – – –
TRCT
39
Tower Research Capital (TRC)
New York
$346K -$300K -4,651 -46%
DC
40
Davenport & Co
Virginia
$322K – – –
AWM
41
Avitas Wealth Management
California
$287K +$288K +4,461 New
SI
42
Stephens Inc
Arkansas
$252K +$774 +12 +0.3%
AG
43
Advisor Group
Arizona
$179K +$46.3K +718 +35%
Fidelity Investments
44
Fidelity Investments
Massachusetts
$174K -$32K -496 -16%
BDWM
45
Brewin Dolphin Wealth Management
Ireland
$96.5K +$67.1K +1,040 +226%
PW
46
Price Wealth
Texas
$86K +$86.2K +1,336 New
Citigroup
47
Citigroup
New York
$77K +$65 +1 +0.1%
SFS
48
Sowell Financial Services
Arkansas
$69K +$69.4K +1,075 New
FAAS
49
First Allied Advisory Services
California
$67K +$67.1K +1,040 New
AF
50
Advisornet Financial
Minnesota
$35K – – –
1
2
3

IAI Hedge Fund Activity: Q3 2019 in Review

65 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2019, worth a combined $146M — up 1.7% from $144M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new IAI positions and 3 closed out — a net gain of 4 holders — while 24 added to existing stakes and 17 trimmed.

The largest buyer was Suntrust Banks, adding an estimated $2.75M. The largest seller was Credit Suisse, cutting an estimated $3.01M.

  • 65 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2019, up from 62 in Q2 2019.
  • Funds reported $146M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2019, up 1.7% quarter-over-quarter.
  • 7 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2019 and 3 closed out, a net change of +4 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2019 was Suntrust Banks, an estimated $2.75M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2019 was Credit Suisse, an estimated $3.01M sold.

Based on aggregated 13F filings for Q3 2019.