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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

69 hedge funds and large institutions have $201M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2018 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 29 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

164% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 11

100% more capital invested

Capital invested by funds: $100M → $201M (+$100M)

25% more funds holding

Funds holding: 55 → 69 (+14)

10.1% more ownership

Funds ownership: 50.07% → 60.17% (+10%)

36% less call options, than puts

Call options by funds: $641K | Put options by funds: $995K

Holders
69
Holders Change
+14
Holders Change %
+25.45%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
29
Reduced
11
Closed
4
Calls
$641K
Puts
$995K
Net Calls
-$354K
Net Calls Change
+$224K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$23.7M
2
MIH
Meitav Investment House
Israel
+$20.7M
3
BCM
Brookstone Capital Management
Illinois
+$6.67M
4
NCM
Niemann Capital Management
Nevada
+$6.4M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.71M

Top Sellers

Rank Fund Capital Flow
1
SCM
Sandler Capital Management
New York
-$4.79M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.24M
3
Wolverine Trading
Wolverine Trading
Illinois
-$525K
4
MWM
Merriman Wealth Management
Washington
-$267K
5
SB
Suntrust Banks
Georgia
-$262K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$1.72M +$1.43M +21,582 +463%
1832 Asset Management
27
1832 Asset Management
Ontario, Canada
$1.71M -$142K -2,150 -8%
SCA
28
Snowden Capital Advisors
New York
$1.63M +$58.4K +884 +4%
FAAS
29
First Allied Advisory Services
California
$1.38M +$281K +4,254 +25%
MML Investors Services
30
MML Investors Services
Massachusetts
$1.34M +$1.36M +20,528 New
ACP
31
Arcus Capital Partners
Georgia
$1.16M +$1.17M +17,740 New
CAG
32
Csenge Advisory Group
Florida
$873K +$373K +5,648 +73%
CPC
33
Cookson Peirce & Co
Pennsylvania
$804K -$37.6K -570 -4%
SF
34
Synovus Financial
Georgia
$660K +$1.85K +28 +0.3%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$660K +$434K +6,571 +187%
LJAC
36
L.J. Altfest & Co
New York
$637K +$22.3K +337 +4%
Goldman Sachs
37
Goldman Sachs
New York
$569K – – –
GEA
38
Glen Eagle Advisors
New Jersey
$554K +$4.62K +70 +0.8%
Ameriprise
39
Ameriprise
Minnesota
$517K +$522K +7,906 New
BCM
40
Beck Capital Management
Texas
$471K -$3.9K -59 -0.8%
AG
41
Advisor Group
Arizona
$354K +$303K +4,583 +552%
DC
42
Davenport & Co
Virginia
$309K +$312K +4,722 New
IA
43
IFP Advisors
Florida
$307K – – –
Creative Planning
44
Creative Planning
Kansas
$307K +$310K +4,696 New
CS
45
Credit Suisse
Switzerland
$266K -$40.9K -620 -13%
VFA
46
Voya Financial Advisors
Connecticut
$265K +$273K +4,127 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$251K -$1.24M -18,769 -83%
CCT
48
Country Club Trust
Missouri
$250K +$252K +3,815 New
FA
49
FDx Advisors
Illinois
$232K +$234K +3,550 New
SI
50
Stephens Inc
Arkansas
$209K +$211K +3,194 New
1
2
3

IAI Hedge Fund Activity: Q1 2018 in Review

69 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2018, worth a combined $201M — up 100% from $100M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new IAI positions and 4 closed out — a net gain of 14 holders — while 29 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $23.7M. The largest seller was Sandler Capital Management, exiting entirely with an estimated $4.79M sold.

  • 69 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2018, up from 55 in Q4 2017.
  • Funds reported $201M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2018, up 100% quarter-over-quarter.
  • 18 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2018 and 4 closed out, a net change of +14 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2018 was Morgan Stanley, an estimated $23.7M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2018 was Sandler Capital Management, an estimated $4.79M sold.

Based on aggregated 13F filings for Q1 2018.