We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF

48 hedge funds and large institutions have $78.5M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $72.3M → $78.5M (+$6.22M)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

0.22% less ownership

Funds ownership: 47.67%47.45% (-0.22%)

2% less funds holding

Funds holding: 4948 (-1)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

68% less call options, than puts

Call options by funds: $229K | Put options by funds: $715K

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
19
Closed
7
Calls
$229K
Puts
$715K
Net Calls
-$486K
Net Calls Change
-$486K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$474K -$163K -3,013 -27%
BCM
27
Beck Capital Management
Texas
$407K -$19.4K -358 -5%
IA
28
IFP Advisors
Florida
$371K +$22.7K +419 +7%
Prudential Financial
29
Prudential Financial
New Jersey
$285K
SG Americas Securities
30
SG Americas Securities
New York
$272K -$69.9K -1,290 -21%
SB
31
Suntrust Banks
Georgia
$226K -$55.3K -1,020 -16%
NPC
32
National Planning Corporation
California
$215K +$3.63K +67 +2%
Simplex Trading
33
Simplex Trading
Illinois
$169K +$161K +2,967 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$128K -$9K -166 -7%
Citigroup
35
Citigroup
New York
$75K +$3.47K +64 +5%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$72K
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$69K -$325 -6 -0.5%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$41K -$921 -17 -2%
CAPTRUST Financial Advisors
39
CAPTRUST Financial Advisors
North Carolina
$28K +$23.8K +440 New
CG
40
Cutler Group
California
$28K +$25K +461 +1,182%
PAI
41
Pittenger & Anderson Inc
Nebraska
$26K
AG
42
Advisor Group
Arizona
$24K -$1.08K -20 -4%
VNA
43
Valley National Advisers
Pennsylvania
$21K -$22.5K -415 -53%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$14K
SEI Investments
45
SEI Investments
Pennsylvania
$11K +$10.8K +200 New
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.14K
GRP
47
Global Retirement Partners
California
$5K +$4.88K +90 New
Jane Street
48
Jane Street
New York
-$1.69M -31,672 Closed
RVM
49
Robinson Value Management
Texas
-$409K -7,684 Closed
CTC
50
Central Trust Company
Missouri
-$48K -900 Closed

IAI Hedge Fund Activity: Q3 2017 in Review

48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2017, worth a combined $78.5M — up 8.6% from $72.3M a quarter earlier.

Fund positioning in IAI was balanced in Q3 2017: 7 funds opened new positions, 7 closed out, 14 added to existing stakes and 19 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.79M. The largest seller was Jane Street, exiting entirely with an estimated $1.69M sold.

  • 48 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2017, down from 49 in Q2 2017.
  • Funds reported $78.5M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2017, up 8.6% quarter-over-quarter.
  • 7 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2017 and 7 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2017 was Susquehanna International Group, an estimated $1.79M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2017 was Jane Street, an estimated $1.69M sold.

Based on aggregated 13F filings for Q3 2017.