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iShares US Broker-Dealers & Securities Exchanges ETF

53 hedge funds and large institutions have $80.4M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

4% more funds holding

Funds holding: 5153 (+2)

13.92% less ownership

Funds ownership: 59.46%45.54% (-14%)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

30% less capital invested

Capital invested by funds: $115M → $80.4M (-$34.4M)

100% less call options, than puts

Call options by funds: $2K | Put options by funds: $1.93M

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
53
Holders Change
+2
Holders Change %
+3.92%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
14
Reduced
17
Closed
8
Calls
$2K
Puts
$1.93M
Net Calls
-$1.92M
Net Calls Change
-$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$655K +$374K +7,206 +129%
BCM
27
Beck Capital Management
Texas
$537K +$544K +10,481 New
SF
28
Synovus Financial
Georgia
$509K +$2.54K +49 +0.5%
IA
29
IFP Advisors
Florida
$480K +$18.4K +355 +4%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$430K -$388K -7,489 -47%
RJA
31
Raymond James & Associates
Florida
$407K +$412K +7,939 New
CIBC World Market
32
CIBC World Market
Ontario, Canada
$396K +$401K +7,723 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$385K -$1.29M -24,960 -77%
Wolverine Trading
34
Wolverine Trading
Illinois
$381K +$385K +7,424 New
Creative Planning
35
Creative Planning
Kansas
$359K +$364K +7,012 New
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$340K -$5.19M -100,096 -94%
RVM
37
Robinson Value Management
Texas
$337K
NPC
38
National Planning Corporation
California
$273K
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$235K -$232K -4,465 -49%
SB
40
Suntrust Banks
Georgia
$228K +$288K +5,548 New
Simplex Trading
41
Simplex Trading
Illinois
$189K +$192K +3,704 New
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$83K +$42K +810 +100%
Citigroup
43
Citigroup
New York
$47K +$30.9K +595 +180%
MWM
44
MinichMacGregor Wealth Management
New York
$43K
VNA
45
Valley National Advisers
Pennsylvania
$40K +$6.9K +133 +20%
PAI
46
Pittenger & Anderson Inc
Nebraska
$23K -$3.89K -75 -14%
AG
47
Advisor Group
Arizona
$16K +$1.4K +27 +9%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$12K
Barclays
49
Barclays
United Kingdom
$10K
DADC
50
D.A. Davidson & Co
Montana
$8K

IAI Hedge Fund Activity: Q1 2017 in Review

53 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2017, worth a combined $80.4M — down 30% from $115M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAI positions and 8 closed out — a net gain of 3 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Merriman Wealth Management, opening a new position worth an estimated $4.48M. The largest seller was DSAM Partners, exiting entirely with an estimated $26.9M sold.

  • 53 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2017, up from 51 in Q4 2016.
  • Funds reported $80.4M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2017, down 30% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2017 and 8 closed out, a net change of +3 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2017 was Merriman Wealth Management, an estimated $4.48M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2017 was DSAM Partners, an estimated $26.9M sold.

Based on aggregated 13F filings for Q1 2017.