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iShares US Broker-Dealers & Securities Exchanges ETF

39 hedge funds and large institutions have $54.6M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 22 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

16.94% less ownership

Funds ownership: 63.97%47.03% (-17%)

22% less funds holding

Funds holding: 5039 (-11)

65% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 17

69% less capital invested

Capital invested by funds: $174M → $54.6M (-$119M)

73% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 22

Holders
39
Holders Change
-11
Holders Change %
-22%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
22
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
26
MinichMacGregor Wealth Management
New York
$187K -$2.84M -78,282 -94%
GWM
27
Geneos Wealth Management
Colorado
$185K +$178K +4,900 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$54K -$86K -2,371 -62%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$38K -$6.02K -166 -14%
MFS
30
MSI Financial Services
Massachusetts
$37K -$380K -10,483 -91%
Fifth Third Bancorp
31
Fifth Third Bancorp
Ohio
$29K +$27.6K +762 New
PAI
32
Pittenger & Anderson Inc
Nebraska
$16K
AIG
33
American International Group
New York
$15K -$1.58M -43,565 -99%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$13K -$6.71K -185 -35%
US Bancorp
35
US Bancorp
Minnesota
$11K
Citigroup
36
Citigroup
New York
$8K +$7.9K +218 New
PG
37
Patten Group
Tennessee
$4.68K
IA
38
IFP Advisors
Florida
$3K -$13.1K -362 -86%
JCM
39
Janney Capital Management
Pennsylvania
-$40.2M -967,342 Closed
RJA
40
Raymond James & Associates
Florida
-$2.5M -60,234 Closed
Stifel Financial
41
Stifel Financial
Missouri
-$1.73M -41,764 Closed
OC
42
Oppenheimer & Co
New York
-$1.59M -38,257 Closed
SB
43
Suntrust Banks
Georgia
-$1.37M -33,009 Closed
CA
44
Cumberland Advisors
Florida
-$994K -23,930 Closed
SS
45
Simplicity Solutions
Minnesota
-$810K -19,514 Closed
CAM
46
Concorde Asset Management
Michigan
-$735K -17,693 Closed
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
-$570K -13,722 Closed
NPC
48
National Planning Corporation
California
-$316K -9,118 Closed
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
-$369K -8,891 Closed
SI
50
Stephens Inc
Arkansas
-$310K -7,471 Closed

IAI Hedge Fund Activity: Q1 2016 in Review

39 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2016, worth a combined $54.6M — down 69% from $174M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IAI and 6 opened new positions — a net loss of 11 holders — while 22 trimmed existing stakes and 6 added.

The largest buyer was Goldman Sachs, adding an estimated $3.85M. The largest seller was Janney Capital Management, exiting entirely with an estimated $40.2M sold.

  • 39 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2016, down from 50 in Q4 2015.
  • Funds reported $54.6M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2016, down 69% quarter-over-quarter.
  • 6 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2016 and 17 closed out, a net change of -11 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2016 was Goldman Sachs, an estimated $3.85M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2016 was Janney Capital Management, an estimated $40.2M sold.

Based on aggregated 13F filings for Q1 2016.