IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF
IAI

Overview Fund Activity

39 hedge funds and large institutions have $54.6M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 22 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-11
Holders Change %
-22%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
22
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
$8.85M
2
CS
Credit Suisse
Switzerland
$1.77M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
$982K
4
Jane Street
Jane Street
New York
$1.8M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$594K

Top Sellers

1
JCM
Janney Capital Management
Pennsylvania
$0
2
Morgan Stanley
Morgan Stanley
New York
$22.3M
3
Wells Fargo
Wells Fargo
California
$4.25M
4
Bank of America
Bank of America
North Carolina
$189K
5
MM
Main Management
California
$1.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
MWM
26
MinichMacGregor Wealth Management
New York
$187K -$2.93M -78,282 -94%
GWM
27
Geneos Wealth Management
Colorado
$185K +$185K +4,900 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$54K -$89.2K -2,371 -62%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$38K -$6.17K -166 -14%
MFS
30
MSI Financial Services
Massachusetts
$37K -$393K -10,483 -91%
Fifth Third Bancorp
31
Fifth Third Bancorp
Ohio
$29K +$29K +762 New
PAI
32
Pittenger & Anderson Inc
Nebraska
$16K – – –
AIG
33
American International Group
New York
$15K -$1.59M -43,565 -99%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$13K -$7.05K -185 -35%
US Bancorp
35
US Bancorp
Minnesota
$11K – – –
Citigroup
36
Citigroup
New York
$8K +$8K +218 New
PG
37
Patten Group
Tennessee
$4.68K – – –
IA
38
IFP Advisors
Florida
$3K -$18.7K -362 -86%
JCM
39
Janney Capital Management
Pennsylvania
– -$40.2M -967,342 Closed
RJA
40
Raymond James & Associates
Florida
– -$2.5M -60,234 Closed
Stifel Financial
41
Stifel Financial
Missouri
– -$1.73M -41,764 Closed
OC
42
Oppenheimer & Co
New York
– -$1.59M -38,257 Closed
SB
43
Suntrust Banks
Georgia
– -$1.37M -33,009 Closed
CA
44
Cumberland Advisors
Florida
– -$994K -23,930 Closed
SS
45
Simplicity Solutions
Minnesota
– -$810K -19,514 Closed
CAM
46
Concorde Asset Management
Michigan
– -$735K -17,693 Closed
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
– -$570K -13,722 Closed
NPC
48
National Planning Corporation
California
– -$316K -9,118 Closed
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
– -$369K -8,891 Closed
SI
50
Stephens Inc
Arkansas
– -$310K -7,471 Closed
1
2
3