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iShares US Broker-Dealers & Securities Exchanges ETF

49 hedge funds and large institutions have $123M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

2% more funds holding

Funds holding: 4849 (+1)

0.62% more ownership

Funds ownership: 63.74%64.35% (+0.62%)

26% less capital invested

Capital invested by funds: $166M → $123M (-$43.1M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
18
Reduced
15
Closed
10
Calls
$226K
Puts
Net Calls
+$226K
Net Calls Change
-$94K
Name Holding Trade Value Shares
Change
Change in
Stake
SFT
26
Simmons First Trust
Arkansas
$588K +$578K +15,615 New
SF
27
Synovus Financial
Georgia
$524K +$1.41K +38 +0.3%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$496K +$475K +12,821 +3,782%
Stifel Financial
29
Stifel Financial
Missouri
$458K -$353K -9,521 -44%
NPC
30
National Planning Corporation
California
$380K +$374K +10,099 New
CHFS
31
Cobble Hill Financial Services
New Jersey
$377K +$111K +3,000 +43%
FMBTD
32
First Midwest Bank Trust Division
Illinois
$326K -$37K -1,000 -10%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$283K +$12.9K +348 +5%
Jane Street
34
Jane Street
New York
$282K +$277K +7,487 New
Citadel Advisors
35
Citadel Advisors
Florida
$258K +$254K +6,864 New
DC
36
Davenport & Co
Virginia
$206K +$202K +5,468 New
SIA
37
SeaBridge Investment Advisors
New Jersey
$171K
PAI
38
Pittenger & Anderson Inc
Nebraska
$79K +$77.8K +2,100 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$31K +$74 +2 +0.2%
CIM
40
Contravisory Investment Management
Massachusetts
$23K +$22.6K +610 New
US Bancorp
41
US Bancorp
Minnesota
$21K
WA
42
WFG Advisors
Texas
$19K
Deutsche Bank
43
Deutsche Bank
Germany
$18K
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$17K +$16.6K +449 New
CCS
45
Crosspoint Capital Strategies
California
$10K
NES
46
New England Securities
New York
$5K +$4.44K +120 New
Ameriprise
47
Ameriprise
Minnesota
$2K -$9.15K -247 -82%
Citigroup
48
Citigroup
New York
$1K -$1.85M -49,982 -100%
CCMG
49
Clark Capital Management Group
Pennsylvania
-$10M -260,252 Closed
NCM
50
Niemann Capital Management
Nevada
-$6.95M -180,057 Closed

IAI Hedge Fund Activity: Q2 2014 in Review

49 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q2 2014, worth a combined $123M — down 26% from $166M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAI positions and 10 closed out — a net gain of 1 holder — while 18 added to existing stakes and 15 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $1.56M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $10M sold.

  • 49 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q2 2014, up from 48 in Q1 2014.
  • Funds reported $123M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q2 2014, down 26% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q2 2014 and 10 closed out, a net change of +1 holder.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q2 2014 was SG Americas Securities, an estimated $1.56M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q2 2014 was Clark Capital Management Group, an estimated $10M sold.

Based on aggregated 13F filings for Q2 2014.