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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

49 hedge funds and large institutions have $123M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 10 closing their positions.

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
18
Reduced
15
Closed
10
Calls
$226K
Puts
–
Net Calls
+$226K
Net Calls Change
-$94K

Top Buyers

1
SG Americas Securities
1
SG Americas Securities
New York
$1.59M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.9M
3
MM
3
Main Management
California
$9.64M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$1.94M
5
OC
5
Oppenheimer & Co
New York
$1.22M

Top Sellers

1
CCMG
1
Clark Capital Management Group
Pennsylvania
$0
2
NCM
2
Niemann Capital Management
Nevada
$0
3
PFG
3
Pacific Financial Group
Washington
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$32.2M
5
CS
5
Credit Suisse
Switzerland
$1.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFT
26
Simmons First Trust
Arkansas
$588K +$588K +15,615 New
SF
27
Synovus Financial
Georgia
$524K +$1.44K +38 +0.3%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$496K +$483K +12,821 +3,782%
Stifel Financial
29
Stifel Financial
Missouri
$458K -$359K -9,521 -44%
NPC
30
National Planning Corporation
California
$380K +$380K +10,099 New
CHFS
31
Cobble Hill Financial Services
New Jersey
$377K +$113K +3,000 +43%
FMBTD
32
First Midwest Bank Trust Division
Illinois
$326K -$37.6K -1,000 -10%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$283K +$13.1K +348 +5%
Jane Street
34
Jane Street
New York
$282K +$282K +7,487 New
Citadel Advisors
35
Citadel Advisors
Florida
$258K +$258K +6,864 New
DC
36
Davenport & Co
Virginia
$206K +$206K +5,468 New
SIA
37
SeaBridge Investment Advisors
New Jersey
$171K – – –
PAI
38
Pittenger & Anderson Inc
Nebraska
$79K +$79K +2,100 New
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$31K +$75 +2 +0.2%
CIM
40
Contravisory Investment Management
Massachusetts
$23K +$23K +610 New
US Bancorp
41
US Bancorp
Minnesota
$21K – – –
WA
42
WFG Advisors
Texas
$19K – – –
Deutsche Bank
43
Deutsche Bank
Germany
$18K – – –
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$17K +$17K +449 New
CCS
45
Crosspoint Capital Strategies
California
$10K – – –
NES
46
New England Securities
New York
$5K +$5K +120 New
Ameriprise
47
Ameriprise
Minnesota
$2K -$9.32K -247 -82%
Citigroup
48
Citigroup
New York
$1K -$2.78M -49,982 -100%
CCMG
49
Clark Capital Management Group
Pennsylvania
– -$10M -260,252 Closed
NCM
50
Niemann Capital Management
Nevada
– -$6.95M -180,057 Closed
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